Edward J. Kruszka
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward John Kruszka was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1985. Edward had worked at 5 firms and has passed the Series 63, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 2008 - October 30, 2009
CHITTENDEN SECURITIES, LLC.
February 8, 1988 - May 4, 2012
PEOPLE'S SECURITIES, INC.
May 28, 1987 - February 10, 1988
HERZOG, HEINE, GEDULD, LLC
October 11, 1986 - May 12, 1987
PENDRICK REEVES ASSOCIATES, INC.
June 18, 1985 - July 21, 1986
J. T. MORAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHITTENDEN SECURITIES, LLC.
CRD#: 45190 / SEC#: , 8-50997
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PEOPLE'S UNITED BANK | DIRECT OWNER | |
| BEIRNE, DENNIS PATRICK | CEO/PRESIDENT | 2306864 |
| BENOIT, PAUL ANTHONY | BD-CHIEF COMPLIANCE OFFICER/SECRETARY | 3053504 |
| CARPENTER, MOLLY ELIZABETH | OPERATIONS MANAGER/EXECUTIVE REPRESENTATIVE | 4683532 |
| HARKINS, MICHAEL EUGENE | DIRECTOR | 1449431 |
| LOVELESS, BRIAN | DIRECTOR | |
| MCELWEE, BRUCE TIMOTHY | FINANCIAL OPERATIONS PRINCIPAL | 1743373 |
| SANDBERG, LOUISE | DIRECTOR |
Red Flags
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