Donald C. Harris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Clyde Harris, CFP®, who also goes by Don Harris, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1985. Donald had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2020 - September 12, 2023
MISSIONSQUARE RETIREMENT
March 27, 2020 - September 12, 2023
MISSIONSQUARE INVESTMENT SERVICES
August 17, 2004 - December 26, 2019
VALIC FINANCIAL ADVISORS, INC.
August 17, 2004 - December 26, 2019
VALIC FINANCIAL ADVISORS, INC.
October 20, 1994 - December 31, 1995
TEACHERS PERSONAL INVESTORS SERVICES, INC.
December 5, 1990 - October 9, 2003
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
April 18, 1989 - June 11, 1990
FIRST UNION CAPITAL MARKETS CORP.
February 10, 1988 - April 22, 1989
THE HOUSE OF SECURITIES COMPANY
December 24, 1987 - February 20, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
April 14, 1987 - December 24, 1987
FINANCIAL PLANNERS EQUITY CORPORATION
May 3, 1985 - April 22, 1987
CAPITAL EXPANSION GROUP, INC.
Primary Firm SEC Registration
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 58,580 |
| AUM (Assets Under Management) | $ 5,959,398,729 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
