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Michele Joyce Hennessy

CRD# 1360167·Registered 1985 - 2022
Previously Registered: Being a previously registered professional could mean that Michele is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michele Joyce Hennessy was a registered financial advisor. Michele was a previously registered financial professional and started their career in finance 1985 - 2022. Michele had worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

CIG SECURITIES·CRD# 129864
BD
Southfield, MI
January 31, 2022 - April 4, 2022
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Birmingham, MI
May 17, 2019 - March 10, 2020
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Portland, ME
August 3, 2018 - October 4, 2018
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC·CRD# 143809
BD
Portland, ME
December 12, 2017 - August 9, 2018
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Portland, ME
September 29, 2015 - December 31, 2017
ARTIO GLOBAL MANAGEMENT LLC·CRD# 106863
RIA
Philadelphia, PA
August 11, 2006 - May 28, 2013
QUASAR DISTRIBUTORS, LLC·CRD# 103848
BD
Portland, ME
July 14, 2006 - May 20, 2013
JULIUS BAER SECURITIES INC.·CRD# 1141
BD
New York, NY
August 4, 2005 - June 20, 2006
UBS ASSET MANAGEMENT (US) INC.·CRD# 583
BD
New York, NY
August 28, 2003 - January 3, 2005
TRICORP SECURITIES, LTD.·CRD# 14548
BD
February 16, 1990 - March 6, 1991
E. F. HUTTON & COMPANY INC·CRD# 235
BD
June 10, 1986 - December 16, 1987
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
April 24, 1985 - June 18, 1986

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Current Firm

CS
CIG SECURITIES

CIG CORP | CIG SECURITIES, INC. | CIG SECURITIES

CRD#: 129864 / SEC#: 8-66266
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

One Towne Square Suite 1850, Southfield, MI 48076

Mailing Address

One Towne Square Suite 1850, Southfield, MI 48076

Phone Number

(248) 827-1010

Established

Michigan since 08/29/2003

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (8 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CIG CAPITAL ADVISORS (FORMERLY CIG CORP.)OWNER—
CHAPUT, KENNETH GERARDCHIEF COMPLIANCE OFFICER / MD - COMPLIANCE & OPERATIONS2504848
MINKARA, OSMAN RADWANMANAGING PRINCIPAL2426151

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2016About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 1992About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2003About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 2008About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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MH
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