Jon H. Green
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon Herbert Green, who also goes by Jon Herbert Green Sr, was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 1988. Jon had worked at 9 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2010 - March 3, 2011
SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC.
February 1, 2008 - October 31, 2008
FORESTERS EQUITY SERVICES, INC.
March 23, 2007 - January 24, 2008
SCF SECURITIES, INC.
April 8, 2005 - October 11, 2005
VOYA FINANCIAL ADVISORS, INC.
December 18, 2003 - April 7, 2005
SIGNATURE FINANCIAL GROUP, INC.
April 3, 1996 - December 1, 2003
LEGACY FINANCIAL SERVICES, INC.
April 21, 1992 - March 20, 1996
LPL FINANCIAL LLC
February 15, 1991 - May 11, 1992
CALIFORNIA ONE INVESTMENTS
August 16, 1988 - October 16, 1990
CAPITAL BROKERAGE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC.
CRD#: 148024 / SEC#: , 8-67957
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
