Craig L. Kellerman
Professional summary
Craig Lawrence Kellerman was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Craig is a previously registered financial professional and started their career in finance in 1985. Prior to being barred, Craig had worked at 7 firms, which includes STERLING FOSTER & COMPANY INC., MAIDSTONE FINANCIAL INC., KC MAY SECURITIES CORP., WOODWARD SECURITIES CORPORATION, AMERIPRISE ADVISOR SERVICES INC., FIRST OF MICHIGAN CORPORATION, THOMSON MCKINNON SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 1994 - May 9, 1997
STERLING FOSTER & COMPANY, INC.
October 14, 1993 - March 18, 1994
MAIDSTONE FINANCIAL, INC.
March 16, 1993 - July 28, 1993
KC MAY SECURITIES CORP.
August 17, 1992 - October 6, 1992
WOODWARD SECURITIES CORPORATION
August 9, 1989 - December 12, 1989
AMERIPRISE ADVISOR SERVICES, INC.
June 21, 1986 - July 24, 1989
FIRST OF MICHIGAN CORPORATION
April 24, 1985 - July 7, 1986
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
STERLING FOSTER & COMPANY, INC.
CRD#: 36052 / SEC#: , 8-46989
Contact information
Documents
Red Flags
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