Peter (. Adamson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter (nmn) Adamson III, who also goes by Pete Adamson, Peter Adamson III, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1968. Peter had worked at 10 firms and has passed the Series 65, Series 63, PC, Series 1, Series 27 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2017 - March 4, 2019
AUTUMN GLORY PARTNERS, LLC
July 8, 1997 - August 1, 2012
MARINER WEALTH ADVISORS
May 13, 1997 - December 31, 2007
HOUCHIN, ADAMSON, L.L.C
May 26, 1987 - October 3, 1997
HILLTOP SECURITIES INC.
March 25, 1983 - April 15, 1987
IRWIN SECURITIES CORPORATION
August 19, 1980 - May 28, 1987
HOUCHIN, ADAMSON & CO., INC.
July 8, 1980 - October 17, 1980
HILLTOP SECURITIES INC.
June 21, 1978 - July 27, 1980
CITIGROUP GLOBAL MARKETS INC.
January 15, 1975 - August 13, 1978
WHITE, WELD & CO. INCORPORATED
November 5, 1971 - January 15, 1975
G. H. WALKER, LAIRD INCORPORATED
December 11, 1968 - December 26, 1971
EASTMAN DILLON, UNION SECURITIES & CO., INCORPORATED
Primary Firm SEC Registration
AUTUMN GLORY PARTNERS, LLC
CRD#: 288250 / SEC#: 801-110630
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 7/18/1991
AMEX Put and Call ExamSeries 1
Date: 12/6/1968
Registered Representative ExaminationSeries 40
Date: 3/1/1977
Registered Principal ExaminationCurrent Firm
AUTUMN GLORY PARTNERS, LLC
CRD#: 288250 / SEC#: 801-110630
Contact information
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 164 |
| AUM (Assets Under Management) | $ 552,870,985 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/07/2025 | ||
| 03/25/2025 | ||
| 03/13/2024 | ||
| 04/05/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
