Lane E. Ginsberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lane Elliott Ginsberg was a registered financial professional .
Lane is a previously registered financial professional and started their career in finance in 1985. Lane had worked at 15 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2013 - January 4, 2021
FREEDOM CAPITAL ADVISORS, LLC
November 17, 2011 - August 12, 2013
ALPHASTAR CAPITAL MANAGEMENT
August 25, 2009 - June 16, 2010
UNITED ADVISORS AMERICA
April 2, 2001 - December 31, 2001
USALLIANZ SECURITIES, INC.
September 29, 1997 - May 4, 1999
UVEST FINANCIAL SERVICES GROUP, INC.
February 1, 1996 - September 29, 1997
SECURITIES AMERICA, INC.
July 17, 1995 - February 12, 1996
SUNPOINT SECURITIES, INC.
April 25, 1995 - July 20, 1995
WMA SECURITIES, INC.
March 12, 1994 - December 23, 1994
FIRST UNION BROKERAGE SERVICES, INC.
August 5, 1993 - October 21, 1993
AMERIPRISE ADVISOR SERVICES, INC.
November 17, 1992 - July 27, 1993
PRINCIPAL SECURITIES, INC.
October 10, 1991 - June 15, 1992
IDS LIFE INSURANCE COMPANY
October 10, 1991 - June 15, 1992
AMERIPRISE FINANCIAL SERVICES, LLC
April 22, 1988 - December 31, 1988
TIERRA CAPITAL CORPORATION
May 16, 1985 - April 16, 1988
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FREEDOM CAPITAL ADVISORS, LLC
CRD#: 168451 / SEC#:
Contact information
Red Flags
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