Eric D. Williamson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Dean Williamson, who also goes by Eric (entertainment) Dean, Eric Dean, Eric Williamson, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1985. Eric had worked at 19 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2015 - February 1, 2016
MULTI-BANK SECURITIES, INC.
March 20, 2014 - March 18, 2015
ROBOTIC TRADING ADVISORS, LLC
May 31, 2013 - December 4, 2013
INTERNATIONAL ASSETS ADVISORY, LLC
May 10, 2013 - December 4, 2013
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
July 9, 2009 - April 18, 2011
TD AMERITRADE, INC.
July 9, 2009 - April 18, 2011
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
July 9, 2009 - April 18, 2011
TD AMERITRADE, INC.
July 11, 2008 - April 30, 2009
RBC CAPITAL MARKETS, LLC
July 11, 2008 - April 30, 2009
RBC CAPITAL MARKETS, LLC
March 3, 2005 - July 24, 2008
UBS FINANCIAL SERVICES INC.
December 17, 2004 - July 24, 2008
UBS FINANCIAL SERVICES INC.
December 7, 1995 - December 6, 2004
CHARLES SCHWAB & CO., INC.
March 4, 1994 - August 23, 1994
FIDELITY BROKERAGE SERVICES LLC
December 10, 1993 - January 13, 1994
CETERA WEALTH SERVICES, LLC
July 31, 1991 - December 23, 1991
LEHMAN BROTHERS INC.
May 18, 1991 - June 20, 1991
UBS FINANCIAL SERVICES INC.
March 20, 1990 - October 1, 1990
FIRST MIDWEST CAPITAL CORP.
March 20, 1987 - October 27, 1987
PIM FINANCIAL SERVICES, INC.
July 17, 1986 - September 16, 1986
MOORE & SCHLEY, CAMERON & CO.
July 1, 1986 - September 16, 1986
GMS GROUP
May 13, 1986 - July 3, 1986
JOHNSON & JOUNET SECURITIES
November 14, 1985 - February 5, 1986
THE STUART-JAMES COMPANY, INCORPORATED
June 19, 1985 - November 5, 1985
ADVANTAGE CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MULTI-BANK SECURITIES, INC.
CRD#: 22098 / SEC#: , 8-39547
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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