Danny L. Krenzler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Danny Lee Krenzler, who also goes by Dan Lee Krenzler, Daniel Krenzler, was a registered financial professional .
Danny is a previously registered financial professional and started their career in finance in 1985. Danny had worked at 6 firms and has passed the Series 66, Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2007 - August 5, 2021
CUSO FINANCIAL SERVICES, L.P.
September 19, 2005 - August 5, 2021
SORRENTO PACIFIC FINANCIAL, LLC
November 20, 2003 - August 5, 2021
CUSO FINANCIAL SERVICES, L.P.
November 16, 1998 - September 30, 2003
SENTRA SECURITIES CORPORATION
October 18, 1995 - November 16, 1998
UNITED PACIFIC SECURITIES, INC.
April 15, 1993 - October 4, 1993
CENTAURUS FINANCIAL, INC.
July 24, 1985 - October 2, 1995
TITAN/VALUE EQUITIES GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 9/1/2011
Limited Representative-Equity Trader ExamCurrent Firm
CUSO FINANCIAL SERVICES, L.P.
CRD#: 42132 / SEC#: 801-60300, 8-49711
Contact information
FINRA licenses (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,354 |
| AUM (Assets Under Management) | $ 5,378,345,125 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/27/2024 | ||
| 01/10/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
