Brady T. Lipp
Professional summary
Brady Thomas Lipp, who also goes by Brady T Lipp, is a registered financial professional currently at NI ADVISORS located in Milpitas, California.
Brady is registered as a RR (Registered Representative) and started their career in finance in 1985. Brady has worked at 10 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brady Thomas Lipp's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 10, 2025 - Present
NI ADVISORS
Office #1: 1138 Cadillac Court, Milpitas, CA 95035February 20, 2021 - April 9, 2025
GREAT POINT CAPITAL LLC
August 1, 2014 - December 14, 2018
SANCTUARY SECURITIES, INC.
March 13, 2014 - August 4, 2014
ALPS DISTRIBUTORS, INC.
August 21, 2012 - September 13, 2013
TAGLICH BROTHERS, INC.
November 13, 2008 - October 4, 2010
QUASAR DISTRIBUTORS, LLC
December 4, 2006 - April 30, 2008
JESUP & LAMONT SECURITIES CORP
March 7, 2005 - May 10, 2005
JESUP & LAMONT SECURITIES CORP
November 7, 1994 - March 18, 2003
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC
October 1, 1987 - September 27, 1994
STRONG INVESTMENTS, INC.
April 24, 1985 - August 8, 1987
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/10/2025)
(4/10/2025)
(5/22/2025)
(6/6/2025)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationFINRA
Current Firm
NI ADVISORS
CRD#: 134502 / SEC#: , 8-66841
Contact information
FINRA licenses (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 3,560,000 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
