Brady Thomas Lipp
Professional Summary
Brady Thomas Lipp, who also goes by Brady T Lipp, is a registered financial advisor currently at NI ADVISORS located in Milpitas, California. Brady is registered as a RR (Registered Representative) and started their career in finance in 1985. Brady has worked at 10 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Brady T Lipp
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
41 years in the financial services industry
Current & Past Employments
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Current Firm
NI ADVISORS
Contact Information
Main Address
1138 Cadillac Court, Milpitas, CA 95035-3058Mailing Address
1138 Cadillac Court, Milpitas, CA 95035Phone Number
(510) 306-7777Established
California since 01/01/2005Firm Type
CorporationFiscal Year End
JuneFirm Size
Small# of Employees
16FINRA licenses (35 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
7AUM (Assets Under Management)
$3,560,000Disclosures
Regulatory Event
1Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/10/2025)
(4/10/2025)
(5/22/2025)
(6/6/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Brady Thomas Lipp's CRS (Customer Relationship Summary).
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