Jeffrey B. Mulder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey B Mulder, who also goes by Jeff Mulder, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1986. Jeffrey had worked at 12 firms and has passed the Series 63, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2012 - August 29, 2014
ALLSTATE FINANCIAL SERVICES, LLC
April 8, 2010 - July 19, 2012
COUNTRY CAPITAL MANAGEMENT COMPANY
October 14, 2005 - June 20, 2008
FIFTH THIRD SECURITIES, INC.
September 18, 2000 - May 18, 2001
ROBERT W. BAIRD & CO. INCORPORATED
September 18, 2000 - May 18, 2001
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
September 7, 1999 - June 23, 2000
CITICORP INVESTMENT SERVICES
February 1, 1999 - July 9, 1999
BANC ONE SECURITIES CORPORATION
January 10, 1997 - February 1, 1999
WINGSPAN INVESTMENT SERVICES
September 19, 1994 - October 4, 1996
WINGSPAN INVESTMENT SERVICES
February 5, 1993 - February 7, 1994
MONEY CONCEPTS CAPITAL CORP
May 9, 1990 - September 9, 1991
MONEY CONCEPTS CAPITAL CORP
November 3, 1988 - October 25, 1989
MARKETING ONE SECURITIES, INC.
August 12, 1986 - May 13, 1987
PRUCO SECURITIES, LLC.
May 27, 1986 - June 10, 1986
KFB SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
