David Legrande Wilson
Professional Summary
David Legrande Wilson is a registered financial advisor currently at EQUIFINANCIAL LLC located in Miami, Florida. David is registered as a RR (Registered Representative) and started their career in finance in 1985. David has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
SUMMIT FINANCIAL, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
SUMMIT FINANCIAL, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
SUMMIT FINANCIAL, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
SUMMIT FINANCIAL, LLC
Years of Experience
41 years in the financial services industry
Current & Past Employments
Similar Advisors
SUMMIT FINANCIAL, LLC
Current Firm
EQUIFINANCIAL LLC
Contact Information
Main Address
1717 North Bayshore Drive Suite 208, Miami, FL 33132Mailing Address
1717 North Bayshore Drive Suite 208, Miami, FL 33132Phone Number
(305) 358-1040Established
Florida since 05/01/2004Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (32 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WILSON, DAVID LEGRANDE | PRESIDENT/CCO FINOP SOLE MEMBER | — |
Disclosures
Regulatory Event
1Similar Advisors
SUMMIT FINANCIAL, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
SUMMIT FINANCIAL, LLC
State Registrations and Notice Filings
(8/31/2021)
(9/1/2021)
(5/30/2023)
(8/27/2021)
(9/2/2021)
(10/6/2021)
(1/23/2006)
(4/3/2020)
(1/6/2022)
(11/3/2021)
(8/27/2021)
(8/27/2021)
(3/9/2006)
(4/25/2022)
(8/27/2021)
(9/27/2021)
(8/27/2021)
(11/10/2021)
(3/7/2022)
(11/3/2021)
(8/27/2021)
(8/30/2021)
(8/27/2021)
(8/27/2021)
(1/30/2006)
(9/1/2021)
(11/16/2021)
(9/2/2021)
(11/8/2021)
(9/13/2022)
(8/27/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Nov 2005About the Series 28 examSRO Registrations
Similar Advisors
SUMMIT FINANCIAL, LLC
CRS (Client Relationship Summary) - BD
Click below to view David Legrande Wilson's CRS (Customer Relationship Summary).
Similar Advisors
SUMMIT FINANCIAL, LLC
