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DW

David L. Wilson

EQUIFINANCIAL LLC
MIAMI, FL 33132
Some features on this profile are disabled
CRD#: 1359763
DW

Professional summary

David Legrande Wilson is a registered financial professional currently at EQUIFINANCIAL LLC located in Miami, Florida.

David is registered as a RR (Registered Representative) and started their career in finance in 1985. David has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Legrande Wilson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 5, 2006 - Present

EQUIFINANCIAL LLC

Office #1: 1717 North Bayshore Drive Suite 208, Miami, FL 33132Office #2: 1717 North Bayshore Drive Suite 217, Miami, FL 33132
BD
CRD#: 136708
MIAMI, FL
Past

May 3, 1999 - November 14, 2005

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
NEW YORK, NY
Past

June 18, 1985 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

BD
CRD#: 6635
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/31/2021)
RR
Arizona
(9/1/2021)
RR
California
(5/30/2023)
RR
Colorado
(8/27/2021)
RR
Connecticut
(9/2/2021)
RR
Delaware
(10/6/2021)
RR
Florida
(1/23/2006)
RR
Georgia
(4/3/2020)
RR
Illinois
(1/6/2022)
RR
Indiana
(11/3/2021)
RR
Iowa
(8/27/2021)
RR
Louisiana
(8/27/2021)
RR
Maryland
(3/9/2006)
RR
Massachusetts
(4/25/2022)
RR
Michigan
(8/27/2021)
RR
Minnesota
(9/27/2021)
RR
Mississippi
(8/27/2021)
RR
Nebraska
(11/10/2021)
RR
Nevada
(3/7/2022)
RR
New Jersey
(11/3/2021)
RR
New York
(8/27/2021)
RR
North Carolina
(8/30/2021)
RR
Ohio
(8/27/2021)
RR
Oklahoma
(8/27/2021)
RR
Pennsylvania
(1/30/2006)
RR
Rhode Island
(8/27/2021)
RR
South Carolina
(9/1/2021)
RR
Texas
(11/16/2021)
RR
Utah
(9/2/2021)
RR
Virgin Islands
(11/8/2021)
RR
Washington
(9/13/2022)
RR
Wisconsin
(8/27/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 2/4/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/15/1985
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 28
Date: 11/15/2005
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/28/1999
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

EL
EQUIFINANCIAL LLC
EQUIFINANCIAL LLC

CRD#: 136708 / SEC#: , 8-67037

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
1717 North Bayshore Drive Suite 208, Miami, FL 33132
Mailing Address
1717 North Bayshore Drive Suite 208, Miami, FL 33132
Phone number
(305) 358-1040
Established
Florida since 05/01/2004
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (34 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WILSON, DAVID LEGRANDEPRESIDENT/CCO FINOP SOLE MEMBER

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EQUIFINANCIAL LLC

CRD#: 136708Miami, FL 33132

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