Frederick I. Ruderman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick Irwin Ruderman, who also goes by Fred Ruderman, Frede Ruderman, was a registered financial professional .
Frederick is a previously registered financial professional and started their career in finance in 1985. Frederick had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2023 - May 19, 2023
BANKERS LIFE ADVISORY SERVICES, INC.
January 24, 2023 - May 19, 2023
BANKERS LIFE SECURITIES, INC.
July 23, 2020 - April 6, 2022
EAGLE STRATEGIES LLC
July 2, 2020 - April 6, 2022
NYLIFE SECURITIES LLC
October 27, 2010 - April 17, 2020
PRUCO SECURITIES, LLC.
March 9, 2009 - October 21, 2010
SIGNATOR INVESTORS, INC.
August 1, 2008 - December 19, 2008
NATIONWIDE SECURITIES, LLC
March 13, 2002 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
August 27, 1999 - March 5, 2002
MONY SECURITIES CORPORATION
May 3, 1999 - August 20, 1999
PARK AVENUE SECURITIES LLC
March 16, 1998 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
April 30, 1985 - October 1, 1997
METROPOLITAN LIFE INSURANCE COMPANY
April 30, 1985 - October 1, 1997
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
