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HC

Harold W. Clemons

POTOMAC
ESTERO, FL
Some features on this profile are disabled
CRD#: 1359599
HC

Professional summary

Harold Wayne Clemons is a registered financial advisor currently at POTOMAC located in Estero, Florida and PARALEL DISTRIBUTORS located in Denver, Colorado.

Harold is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Harold has worked at 21 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 53, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harold Wayne Clemons's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 26, 2025 - Present

POTOMAC

RIA
CRD#: 105413
ESTERO, FL
Current

December 9, 2025 - Present

PARALEL DISTRIBUTORS

Office #1: 1700 Broadway Suite 2100, Denver, CO 80290
BD
CRD#: 316115
DENVER, CO
Past

October 11, 2022 - December 2, 2024

TOEWS ASSET MANAGEMENT

RIA
CRD#: 106304
NORTHFIELD, NJ
Past

October 5, 2022 - December 2, 2024

NORTHERN LIGHTS DISTRIBUTORS, LLC

BD
CRD#: 126159
ELKHORN, NE
Past

March 23, 2021 - August 29, 2022

IMST DISTRIBUTORS, LLC

BD
CRD#: 130745
PORTLAND, ME
Past

November 18, 2016 - January 20, 2021

FROST BROKERAGE SERVICES, INC.

BD
CRD#: 17465
SAN ANTONIO, TX
Past

January 30, 2015 - February 3, 2021

FROST INVESTMENT ADVISORS, LLC

RIA
CRD#: 146148
SAN ANTONIO, TX
Past

July 21, 2014 - December 5, 2014

WORLD CAPITAL BROKERAGE, INC.

BD
CRD#: 37
Keller, TX
Past

March 19, 2014 - December 31, 2014

TAM PORTFOLIOS, LLC

RIA
CRD#: 143806
DALLAS, TX
Past

March 19, 2012 - July 31, 2012

RAFFERTY CAPITAL MARKETS, LLC

BD
CRD#: 23682
GARDEN CITY, NY
Past

January 29, 2010 - June 28, 2011

PRINCIPAL FUNDS DISTRIBUTOR, INC.

BD
CRD#: 43261
DES MOINES, IA
Past

May 13, 2009 - December 4, 2009

ALT FUND DISTRIBUTORS LLC

BD
CRD#: 146547
NEW YORK, NY
Past

April 24, 2007 - January 25, 2008

BNY MELLON SECURITIES CORPORATION

RIA
CRD#: 231
ROANOKE, TX
Past

April 2, 2007 - January 25, 2008

BNY MELLON SECURITIES CORPORATION

BD
CRD#: 231
NEW YORK, NY
Past

April 1, 2004 - November 20, 2006

MERRILL LYNCH INVESTMENT MANAGERS LP

RIA
CRD#: 105068
ROANOKE, TX
Past

March 30, 2004 - November 20, 2006

FAM DISTRIBUTORS, INC.

BD
CRD#: 4100
NEW YORK, NY
Past

November 14, 2002 - July 23, 2003

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
NEW YORK, NY
Past

January 15, 2002 - November 7, 2002

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

BD
CRD#: 25567
NEW YORK, NY
Past

February 4, 1999 - January 25, 2002

NICHOLAS-APPLEGATE SECURITIES LLC

BD
CRD#: 31205
SAN DIEGO, CA
Past

December 8, 1994 - January 29, 1999

NICHOLAS-APPLEGATE SECURITIES LLC

BD
CRD#: 31205
SAN DIEGO, CA
Past

August 17, 1993 - September 21, 1994

EATON VANCE DISTRIBUTORS, INC.

BD
CRD#: 8039
BOSTON, MA
Past

May 20, 1987 - July 30, 1993

AMERICAN GENERAL SECURITIES INCORPORATED

BD
CRD#: 13626
PHOENIX, AZ
Past

April 24, 1985 - October 13, 1986

THE STUART-JAMES COMPANY, INCORPORATED

BD
CRD#: 11691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PO
POTOMAC
INVESTWISE WEALTH MANAGEMENT | POTOMAC FUND MANAGEMENT INC | POTOMAC FUND MANAGEMENT | POTOMAC

CRD#: 105413 / SEC#: 801-31311

RIA
Registered Investment Advisory firm - (2/4/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Florida
(8/26/2025)
RR
Florida
(12/9/2025)
RR
Maryland
(12/9/2025)
RR
Mississippi
(12/9/2025)
RR
Puerto Rico
(12/9/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/15/2005
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 12/29/1994
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/10/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/20/1985
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 6/29/1988
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 12/16/1987
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/5/1987
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PO
POTOMAC
INVESTWISE WEALTH MANAGEMENT | POTOMAC FUND MANAGEMENT INC | POTOMAC FUND MANAGEMENT | POTOMAC

CRD#: 105413 / SEC#: 801-31311

RIA
Registered Investment Advisory firm - (2/4/1988 Approved)
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Contact information

Main Address
7373 Wisconsin Ave. Suite #750, Bethesda, MD 20814
Mailing Address
Phone number
(301) 901-3466
Established
Firm type
Fiscal year end
# of Employees
33

SEC notice filing (26 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

POTOMAC FORM ADV PART 2A (7/30/2025)

Regulatory assets under management

Total Number of Accounts2,573
AUM (Assets Under Management)$ 2,406,097,311

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

POTOMAC

CRD#: 105413Estero, FL

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