Robert F. Bohrer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Francis Xavier Bohrer was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1985. Robert had worked at 13 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, Series 57TO, SIE, Series 55, Series 3, Series 7, Series 6, Series 9, Series 10, Series 14, Series 53, Series 4, Series 27, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2010 - July 5, 2022
SG AMERICAS SECURITIES, LLC
May 29, 2007 - March 10, 2010
CITIGROUP GLOBAL MARKETS INC.
April 4, 2001 - May 29, 2007
CITICORP INVESTMENT SERVICES
November 5, 1997 - July 20, 2000
CIBC WORLD MARKETS CORP.
May 10, 1996 - November 11, 1997
NATIONAL INVESTOR SERVICES CORP.
August 25, 1994 - November 11, 1997
WASHINGTON DISCOUNT BROKERAGE CORP.
February 26, 1992 - November 11, 1997
TD AMERITRADE, INC.
February 4, 1991 - February 27, 1992
SUNAMERICA SECURITIES, INC.
January 28, 1991 - March 2, 1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
February 26, 1990 - February 24, 1992
OSAIC WEALTH, INC.
November 19, 1989 - January 31, 1990
OSAIC WEALTH, INC.
May 27, 1987 - February 7, 1990
INTEGRATED RESOURCES MARKETING, INC.
February 28, 1987 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
April 23, 1985 - February 11, 1987
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 7/14/2011
Limited Representative-Equity Trader ExamSeries 8
Date: 6/30/1988
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SG AMERICAS SECURITIES, LLC
CRD#: 128351 / SEC#: , 8-66125
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SG AMERICAS SECURITIES HOLDINGS, LLC | DIRECT OWNER | |
| CARTIER, SYLVAIN | CHIEF EXECUTIVE OFFICER | 6390499 |
| CULLEN, EDWARD PATRICK | OPERATIONAL RISK MANAGER | 1551615 |
| GERLESITS, WILLIAM R | CHIEF COMPLIANCE OFFICER | 5457051 |
| O'KEEFE, THOMAS WILLIAM | PRINCIPAL FINANCIAL OFFICER | 3054453 |
| ZIELINSKI, GREGORY W | CHIEF OPERATING OFFICER | 2384242 |
Disclosures
| Regulatory Event | 114 |
| Criminal | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
