AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JV

John W. Vogel

Some features on this profile are disabled
CRD#: 1359328
JV

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John William Vogel, ChFC®, CLU® was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1994. John had worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
ChFC®

Chartered Financial Consultant

CLU®

Chartered Life Underwriter

Experience

Past

July 22, 2019 - September 3, 2024

HARVEST INVESTMENT SERVICES, LLC

RIA
CRD#: 159390
OAKBROOK TERRACE, IL
Past

October 21, 2017 - June 14, 2019

CERITY PARTNERS RETIREMENT PLAN CONSULTANTS

RIA
CRD#: 164198
Chicago, IL
Past

January 24, 2011 - October 12, 2017

INDEPENDENT FINANCIAL PARTNERS

RIA
CRD#: 125112
Wilmette, IL
Past

January 11, 2011 - October 10, 2017

LPL FINANCIAL LLC

BD
CRD#: 6413
WILMETTE, IL
Past

December 3, 2010 - December 14, 2010

PLEXUS FINANCIAL SERVICES, LLC

RIA
CRD#: 153132
DEER PARK, IL
Past

December 3, 2010 - December 14, 2010

PLEXUS FINANCIAL SERVICES, LLC

BD
CRD#: 153132
DEER PARK, IL
Past

October 15, 2008 - December 9, 2010

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA
CRD#: 15708
BARRINGTON, IL
Past

September 24, 2008 - December 9, 2010

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
BARRINGTON, IL
Past

May 7, 2007 - July 3, 2008

CONCORD EQUITY GROUP ADVISORS, LLC

RIA
CRD#: 143315
BARRINGTON, IL
Past

January 6, 2003 - April 27, 2007

THE CONCORD EQUITY GROUP, LLC

RIA
CRD#: 14569
BARRINGTON, IL
Past

July 1, 2002 - August 18, 2008

THE CONCORD EQUITY GROUP, LLC

BD
CRD#: 14569
BARRINGTON, IL
Past

May 2, 2001 - October 16, 2001

FIFTH THIRD SECURITIES, INC.

BD
CRD#: 628
CINCINNATI, OH
Past

December 18, 2000 - May 2, 2001

OLD KENT FINANCIAL ADVISORS

BD
CRD#: 17039
GRAND RAPIDS, MI
Past

July 28, 1999 - April 3, 2000

ADP BROKER-DEALER, INC.

BD
CRD#: 37693
ROSELAND, NJ
Past

January 17, 1994 - August 23, 1999

INDUSTRY SAVINGS PLANS, INC.

BD
CRD#: 425
GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HI
HARVEST INVESTMENT SERVICES, LLC
COMPREHENSIVE FINANCIAL PLANNING SERVICES | PYLE FINANCIAL SERVICES, INC | PROGRESSIVE FINANCIAL PLANNING SERVICES, INC. | HARVEST INVESTMENT SERVICES, LLC | HARVEST INVESTMENT SERVICES, INC. | HARRISON FINANCIAL GROUP, INC. | HARRISON FINANCIAL GROUP, INC | DOUBLE W FINANCIAL GROUP, INC. | COPELIN FINANCIAL ADVISORS

CRD#: 159390 / SEC#: 801-79232

RIA
Registered Investment Advisory firm - (2/24/2014 Approved)
Arizona
Registered Investment Advisory firm - (3/21/2014 Terminated)
California
Registered Investment Advisory firm - (4/20/2014 Terminated)
Illinois
Registered Investment Advisory firm - (2/24/2014 Terminated)
Louisiana
Registered Investment Advisory firm - (3/28/2014 Terminated)
Michigan
Registered Investment Advisory firm - (3/21/2014 Terminated)
Texas
Registered Investment Advisory firm - (3/21/2014 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/14/2009
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/13/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/10/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/14/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/21/2010
General Securities Principal Examination

Current Firm

HI
HARVEST INVESTMENT SERVICES, LLC
COMPREHENSIVE FINANCIAL PLANNING SERVICES | PYLE FINANCIAL SERVICES, INC | PROGRESSIVE FINANCIAL PLANNING SERVICES, INC. | HARVEST INVESTMENT SERVICES, LLC | HARVEST INVESTMENT SERVICES, INC. | HARRISON FINANCIAL GROUP, INC. | HARRISON FINANCIAL GROUP, INC | DOUBLE W FINANCIAL GROUP, INC. | COPELIN FINANCIAL ADVISORS

CRD#: 159390 / SEC#: 801-79232

RIA
Registered Investment Advisory firm - (2/24/2014 Approved)
Arizona
Registered Investment Advisory firm - (3/21/2014 Terminated)
California
Registered Investment Advisory firm - (4/20/2014 Terminated)
Illinois
Registered Investment Advisory firm - (2/24/2014 Terminated)
Louisiana
Registered Investment Advisory firm - (3/28/2014 Terminated)
Michigan
Registered Investment Advisory firm - (3/21/2014 Terminated)
Texas
Registered Investment Advisory firm - (3/21/2014 Terminated)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1 Transam Plaza Drive Suite 230, Oakbrook Terrace, IL 60181-4285
Mailing Address
Phone number
(630) 613-9230
Established
Firm type
Fiscal year end
# of Employees
32

SEC notice filing (24 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (7/1/2025)
APPENDIX 1: WRAP BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts3,335
AUM (Assets Under Management)$ 534,204,368

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HARVEST INVESTMENT SERVICES, LLC

CRD#: 159390

TRUST BUT VERIFY

Monitor John Vogel

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.