Dorothy A. Chikly
Professional summary
Dorothy Ann Chikly was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Dorothy is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Dorothy had worked at 3 firms, which includes SPECTRUM SECURITIES INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, B.C. CHRISTOPHER SECURITIES CO..
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 1996 - November 3, 1997
SPECTRUM SECURITIES, INC.
October 25, 1990 - January 26, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 6, 1989 - January 1, 1990
B.C. CHRISTOPHER SECURITIES CO.
State Registrations and Notice Filings
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Exams
Current Firm
SPECTRUM SECURITIES, INC.
CRD#: 29305 / SEC#: , 8-44217
Contact information
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