Deborah S. Fox
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah Safren Fox was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 1985. Deborah had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2021 - August 18, 2023
FINANCIAL ALTERNATIVES, INC.
January 4, 2017 - December 31, 2021
ESSENTIAL PLANNERS
September 10, 2003 - February 28, 2017
SECURITIES AMERICA ADVISORS, INC.
September 10, 2003 - February 28, 2017
SECURITIES AMERICA, INC.
December 15, 1998 - September 23, 2003
SENTRA SECURITIES CORPORATION
April 9, 1998 - September 23, 2003
SENTRA SECURITIES CORPORATION
May 9, 1985 - March 19, 1998
PFS INVESTMENTS INC.
Primary Firm SEC Registration
FINANCIAL ALTERNATIVES, INC.
CRD#: 108245 / SEC#: 801-57864
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL ALTERNATIVES, INC.
CRD#: 108245 / SEC#: 801-57864
Contact information
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,258 |
| AUM (Assets Under Management) | $ 614,784,199 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
