William T. Mullally

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CRD#: 1358944

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Thayer Mullally, who also goes by William T Mullally, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1985. William had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

William T Mullally

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 9, 2015 - April 16, 2015

CNBS

RIA

CRD#: 24153

OVERLAND PARK, KS

Past

November 12, 2014 - January 28, 2015

CNBS

RIA

CRD#: 24153

OVERLAND PARK, KS

Past

November 7, 2014 - January 28, 2015

CNBS

CRD#: 24153

OVERLAND PARK, KS

Past

May 12, 2014 - October 9, 2014

CNBS

CRD#: 24153

OVERLAND PARK, KS

Past

August 6, 2012 - July 31, 2015

SOUTHPORT CAPITAL

RIA

CRD#: 113364

ATLANTA, GA

Past

October 21, 2008 - June 13, 2012

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

ATLANTA, GA

Past

October 21, 2008 - June 13, 2012

J.P. MORGAN SECURITIES LLC

CRD#: 79

ATLANTA, GA

Past

February 16, 2005 - October 27, 2008

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

ATLANTA, GA

Past

February 16, 2005 - October 27, 2008

OPPENHEIMER & CO. INC.

CRD#: 249

ATLANTA, GA

Past

September 28, 2001 - February 22, 2005

SYNOVUS SECURITIES, INC.

RIA

CRD#: 14023

ATLANTA, GA

Past

September 28, 2001 - February 22, 2005

SYNOVUS SECURITIES, INC.

CRD#: 14023

COLUMBUS, GA

Past

November 12, 1990 - October 2, 2001

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

October 18, 1988 - November 19, 1990

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

June 15, 1987 - September 30, 1988

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

May 3, 1985 - June 24, 1987

E. F. HUTTON & COMPANY INC

CRD#: 235

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/7/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/3/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/28/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/20/1985

General Securities Representative Examination

Current Firm

CNBS

CNBS | CORPORATE NETWORK BROKERAGE SERVICES, INC. | CNBS, LLC | CNBS, INC.

CRD#: 24153 / SEC#: 801-37558, 8-40985

Terminated by SEC on 04/03/2016

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Contact information

Main Address

7200 West 132nd Street Suite 240, Overland Park, KS 66213-1135

Mailing Address

Phone number

Established

Kansas since 04/01/2004

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Latest Form ADV

Part 2 Brochures

CNBS ADV PART 2 A&B (3/31/2016)

Direct owners and executive officers

Name	Position	CRD#
ABERDEEN CAPITAL HOLDINGS, LLC	MEMBER
ARIZONA FEDERAL CREDIT UNION	MEMBER
GCA STRATEGIC INVESTMENT FUND, LTD	MEMBER
GEORGIA UNITED CREDIT UNION	MEMBER
HIPPERT, BRENT EUGENE	CHIEF COMPLIANCE OFFICER, FINOP	1067611
LESTER, LEWIS NELSON	CEO	1773617

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William T. Mullally

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CNBS

CNBS

CNBS

SOUTHPORT CAPITAL

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

SYNOVUS SECURITIES, INC.

SYNOVUS SECURITIES, INC.

J.P. MORGAN SECURITIES LLC

CIBC WORLD MARKETS CORP.

UBS FINANCIAL SERVICES INC.

E. F. HUTTON & COMPANY INC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/7/2002

Series 63

Date: 5/3/1985

SIE

Date: 1/28/2015

Series 7

Date: 4/20/1985

Current Firm

CNBS

Contact information

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CNBS

TRUST BUT VERIFY

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