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BH

Bruce A. Hager

Some features on this profile are disabled
CRD#: 1358936
BH

Professional summary

Bruce Allan Hager was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Bruce is a previously registered financial advisor and started their career in finance in 1986. Prior to being barred, Bruce had worked at 11 firms, which includes BISON CAPITOL INC., CONCOURSE FINANCIAL GROUP SECURITIES INC., ASSOCIATED FINANCIAL SERVICES INC., AMERICAN INVESTMENT SERVICES INC., VARIABLE ASSET STRATEGIES INC., THE LINCOLN NATIONAL LIFE INSURANCE COMPANY, 1717 CAPITAL MANAGEMENT COMPANY, PRUCO SECURITIES LLC., LINCOLN NATIONAL PENSION INSURANCE COMPANY, OSAIC FA INC., VERAVEST INVESTMENTS INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bruce Allen Hager

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 15, 2004 - December 31, 2005

BISON CAPITOL, INC.

BD
CRD#: 36447
FARGO, ND
Past

December 18, 2001 - October 12, 2004

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA
CRD#: 15708
FARGO, ND
Past

August 29, 2001 - December 31, 2003

ASSOCIATED FINANCIAL SERVICES, INC.

BD
CRD#: 1121
FARGO, ND
Past

August 11, 1997 - October 12, 2004

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
BIRMINGHAM, AL
Past

March 18, 1997 - August 1, 1997

AMERICAN INVESTMENT SERVICES, INC.

BD
CRD#: 21111
OKLAHOMA CITY, OK
Past

January 23, 1995 - November 5, 1997

VARIABLE ASSET STRATEGIES, INC.

BD
CRD#: 37027
GREENWOOD VILLAGE, CO
Past

November 2, 1993 - November 23, 1994

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
Past

October 4, 1993 - May 1, 1995

1717 CAPITAL MANAGEMENT COMPANY

BD
CRD#: 4082
NEWARK, DE
Past

July 20, 1988 - March 13, 1990

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ
Past

March 12, 1986 - January 3, 1989

LINCOLN NATIONAL PENSION INSURANCE COMPANY

BD
CRD#: 10293
Past

March 12, 1986 - October 14, 1993

OSAIC FA, INC.

BD
CRD#: 3978
FORT WAYNE, IN
Past

March 12, 1986 - November 23, 1994

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN
Past

January 22, 1986 - May 20, 1986

VERAVEST INVESTMENTS, INC.

BD
CRD#: 3960

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/12/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 1/18/1986
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/21/1996
General Securities Principal Examination

Current Firm

BC
BISON CAPITOL, INC.
BISON CAPITOL, INC.

CRD#: 36447 / SEC#: , 8-47268

BD
Terminated by SEC on 12/01/2006
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Contact information

Main Address
Mailing Address
Phone number
Established
North Dakota since 02/18/1994
Firm type
Corporation
Fiscal year end
March
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
HAGER, LORIS K.SECRETARY
SELTVEDT, MICHAEL LEEDIRECTOR1890321
DAVIS, RYAN BRENTFINANCIAL OPERATIONS PRINCIPAL2916920
GUGISBERG, PETER HARVEYPRINCIPAL/PRESIDENT3146810

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BISON CAPITOL, INC.

CRD#: 36447

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