Jeannie A. Lyman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeannie Ann Lyman, who also goes by Jeannie Ann Wolfgram, was a registered financial professional .
Jeannie is a previously registered financial professional and started their career in finance in 1986. Jeannie had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 1991 - April 19, 1994
COUSINS SECURITIES CORPORATION
June 4, 1987 - March 13, 1995
A.S.A. INVESTMENT COMPANY
January 20, 1987 - May 21, 1987
LPL FINANCIAL LLC
February 19, 1986 - February 26, 1987
INVEST FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COUSINS SECURITIES CORPORATION
CRD#: 27859 / SEC#: , 8-43250
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
