Todd D. Heckman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd David Heckman, CFP®, ChFC®, CLU® was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 1985. Todd had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 2005 - February 10, 2025
ESTATE PLANNING ADVISORS, INC.
July 24, 2002 - December 8, 2004
KESTRA INVESTMENT SERVICES, LLC
July 1, 2002 - December 8, 2004
KESTRA INVESTMENT SERVICES, LLC
January 2, 2001 - July 1, 2002
INVESTORS SECURITY COMPANY, INC.
March 6, 1998 - January 9, 2001
SECURITIES AMERICA, INC.
July 29, 1996 - March 31, 1998
FFP SECURITIES, INC.
January 13, 1992 - July 15, 1996
1717 CAPITAL MANAGEMENT COMPANY
June 11, 1985 - January 31, 1992
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ESTATE PLANNING ADVISORS, INC.
CRD#: 134224 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
