Allen M. Perres
Professional summary
Allen Mark Perres was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Allen is a previously registered financial professional and started their career in finance in 1985. Prior to being barred, Allen had worked at 2 firms, which includes RBG INVESTMENTS INC., REALSHARES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 1995 - April 7, 2000
RBG INVESTMENTS, INC.
July 11, 1985 - July 20, 1992
REALSHARES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
RBG INVESTMENTS, INC.
CRD#: 36528 / SEC#: , 8-47281
Contact information
Documents
Red Flags
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