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JB

Jose R. Berges

FINAMEX INTERNATIONAL
Houston, TX 77056
Some features on this profile are disabled
CRD#: 1358408
JB

Professional summary

Jose Ramon Berges JR is a registered financial professional currently at FINAMEX INTERNATIONAL, LLC located in Houston, Texas.

Jose is registered as a RR (Registered Representative) and started their career in finance in 1985. Jose has worked at 11 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE, Series 55, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jose Ramon Berges JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 9, 2021 - Present

FINAMEX INTERNATIONAL, LLC

Office #1: 2700 Post Oak Blvd. 22nd Floor, Suite 22-122, Houston, TX 77056
BD
CRD#: 301726
Houston, TX
Past

March 4, 2014 - July 28, 2014

XP INVESTMENTS US, LLC

BD
CRD#: 156691
MIAMI, FL
Past

October 14, 2013 - February 28, 2014

TOV CAPITAL MARKETS, INC.

BD
CRD#: 158569
MIAMI, FL
Past

April 26, 2012 - September 25, 2013

CANTOR FITZGERALD & CO.

BD
CRD#: 134
MIAMI, FL
Past

August 15, 2008 - June 17, 2010

DIRECT ACCESS PARTNERS LLC

BD
CRD#: 120950
NEW YORK, NY
Past

November 15, 2005 - August 25, 2006

SAMUEL A. RAMIREZ & COMPANY, INC.

BD
CRD#: 6963
CHICAGO, IL
Past

July 21, 2005 - November 3, 2005

GARDNER RICH, L.L.C.

BD
CRD#: 23681
CHICAGO, IL
Past

November 10, 2000 - April 11, 2003

AON SECURITIES LLC

BD
CRD#: 4138
CHICAGO, IL
Past

March 25, 1991 - March 27, 1997

VALORES FINAMEX INTERNATIONAL, INC.

BD
CRD#: 26303
MAGNOLIA, TX
Past

September 22, 1987 - December 14, 1990

SALOMON BROTHERS INC.

BD
CRD#: 740
NEW YORK, NY
Past

April 23, 1985 - April 29, 1986

PRUCO SECURITIES, LLC.

BD
CRD#: 5685

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(9/27/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 9/27/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 5/15/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/8/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/27/2021
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 7/7/2011
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 11/9/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 4/22/1985
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/1/2011
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FI
FINAMEX INTERNATIONAL, LLC
FINAMEX INTERNATIONAL, LLC

CRD#: 301726 / SEC#: , 8-70333

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
2700 Post Oak Blvd. 22nd Floor, Suite 22-122, Houston, TX 77056
Mailing Address
2700 Post Oak Blvd. 22nd Floor, Suite 22-122, Houston, TX 77056
Phone number
(713) 589-7121
Established
Delaware since 03/12/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FINAMEX USA, LLCMEMBER
CARRILLO, PABLO ANDRESCAO7977483
JOHNSON, KRISTY KAYFINOP/CHIEF FINANCIAL OFFICER4470948
RAMOS LANDERO, JORGE MARTINPRESIDENT/CHIEF COMPLIANCE OFFICER2269682

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FINAMEX INTERNATIONAL, LLC

CRD#: 301726Houston, TX 77056

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