James P. Saar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Peter Saar, who also goes by James Saar, Jim Saar, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1985. James had worked at 20 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2018 - September 2, 2020
CENTER STREET SECURITIES, INC.
June 27, 2018 - September 2, 2020
CENTER STREET ADVISORS, INC.
February 9, 2018 - June 29, 2018
WEALTH WATCH ADVISORS, INC
May 17, 2017 - December 8, 2017
BELPOINTE ASSET MANAGEMENT LLC
July 17, 2015 - June 27, 2016
PRUCO SECURITIES, LLC.
August 12, 2010 - July 8, 2015
NFSG CORPORATION
August 12, 2010 - July 8, 2015
NEWBRIDGE SECURITIES CORPORATION
September 21, 2009 - August 12, 2010
R.W. TOWT & ASSOCIATES
September 21, 2009 - August 12, 2010
R.W. TOWT & ASSOCIATES
July 14, 2008 - August 28, 2009
ALLSTATE FINANCIAL SERVICES, LLC
August 13, 2007 - July 10, 2008
R.W. TOWT & ASSOCIATES
August 13, 2007 - July 10, 2008
R.W. TOWT & ASSOCIATES
October 6, 2006 - August 10, 2007
COMMUNITY BANKERS SECURITIES, LLC
April 1, 2004 - October 18, 2006
SECURITIES AMERICA ADVISORS, INC.
January 24, 2003 - October 18, 2006
SECURITIES AMERICA, INC.
January 28, 1998 - December 11, 2002
WAMU INVESTMENTS, INC.
June 9, 1997 - May 1, 1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
April 15, 1996 - May 27, 1997
SECURITIES AMERICA, INC.
October 30, 1990 - April 1, 1996
ASB FINANCIAL SERVICES
November 29, 1989 - November 7, 1990
CAPITAL BROKERAGE CORPORATION
February 18, 1989 - June 10, 1989
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
February 18, 1989 - June 10, 1989
PRUCO SECURITIES, LLC.
May 9, 1988 - December 3, 1988
OSAIC FS, INC.
December 23, 1987 - January 31, 1989
TRANSAMERICA SECURITIES SALES CORPORATION
December 23, 1987 - January 31, 1989
TRANSAMERICA FINANCIAL ADVISORS, INC.
November 19, 1985 - June 10, 1989
PRUCO SECURITIES, LLC.
May 10, 1985 - January 26, 1988
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CENTER STREET SECURITIES, INC.
CRD#: 26898 / SEC#: , 8-42786
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Criminal | 1 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
