Robert D. Long
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Delaney Long, who also goes by Bob Long, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1985. Robert had worked at 8 firms and has passed the Series 65, Series 63, Series 62, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2012 - September 3, 2013
EVERLAKE DISTRIBUTORS, LLC
April 7, 2005 - December 31, 2010
FORTUNE FINANCIAL SERVICES, INC.
January 5, 2004 - January 1, 2004
LOCUST STREET SECURITIES, INC.
January 1, 2004 - March 14, 2005
VOYA FINANCIAL ADVISORS, INC.
January 1, 2004 - March 14, 2005
VOYA FINANCIAL ADVISORS, INC.
October 23, 2003 - January 1, 2004
LOCUST STREET SECURITIES, INC.
May 8, 2002 - September 30, 2003
ALLEGHENY INVESTMENTS, LTD.
November 16, 2001 - September 30, 2003
ALLEGHENY INVESTMENTS, LTD.
January 7, 2000 - November 19, 2001
INVESTORS CAPITAL CORP.
December 9, 1998 - December 31, 1999
ALLSTATE FINANCIAL SERVICES, LLC
January 1, 1992 - December 16, 1998
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 30, 1985 - December 31, 1989
VOYA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 7/18/2000
Corporate Securities Limited Representative ExaminationCurrent Firm
EVERLAKE DISTRIBUTORS, LLC
CRD#: 100460 / SEC#: , 8-52029
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVERLAKE LIFE INSURANCE COMPANY | PARENT OF BROKER/DEALER | |
| FONTANA, ANGELA KAY | MANAGER | 6503740 |
| HARRIGAN, JULIE ANN | TREASURER, CONTROLLER AND FINOP | 7159150 |
| JENESKE, PATRICK JOSEPH | CHIEF COMPLIANCE OFFICER | 4293015 |
| KENNEDY, REBECCA DIANE | PRESIDENT AND MANAGER | 7364296 |
| KIRCHHOFF, THERESE MARIE | AML OFFICER | 4548686 |
| LARGEY, TYLER EARL BAXTER | CHAIRMAN OF THE BOARD AND MANAGER | 7470407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
