Jonathan H. Glaser

IOWA WEALTH MANAGEMENT

WEST DES MOINES, IA 50266

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CRD#: 1357554

Professional summary

Jonathan Henry Glaser, CFP® is a registered financial advisor currently at IOWA WEALTH MANAGEMENT, LLC located in West Des Moines, Iowa.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Jonathan has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Henry Glaser's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

February 24, 2017 - Present

IOWA WEALTH MANAGEMENT, LLC

Office #1: 4601 Westown Parkway Suite 210, West Des Moines, IA 50266

RIA

CRD#: 286435

WEST DES MOINES, IA

Past

January 8, 2010 - March 1, 2017

INVESTMENT CENTERS OF AMERICA, INC.

RIA

CRD#: 16443

WEST DES MOINES, IA

Past

January 8, 2010 - March 1, 2017

INVESTMENT CENTERS OF AMERICA, INC.

CRD#: 16443

WEST DES MOINES, IA

Past

June 1, 2009 - January 20, 2010

MORGAN STANLEY

RIA

CRD#: 149777

WEST DES MOINES, IA

Past

June 1, 2009 - January 20, 2010

MORGAN STANLEY

CRD#: 149777

WEST DES MOINES, IA

Past

May 9, 2003 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

WEST DES MOINES, IA

Past

May 9, 2003 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

WEST DES MOINES, IA

Past

December 27, 1999 - May 16, 2003

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

WEST DES MOINES, IA

Past

March 2, 1998 - May 16, 2003

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

January 2, 1998 - March 2, 1998

DAIN RAUSCHER INCORPORATED

CRD#: 7600

Past

September 2, 1988 - January 22, 1998

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Past

February 8, 1988 - September 13, 1988

DICKINSON & CO.

CRD#: 689

Past

May 1, 1985 - February 10, 1988

SECURITIES CORPORATION OF IOWA

CRD#: 6945

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IOWA WEALTH MANAGEMENT, LLC

CRD#: 286435 / SEC#: 801-123613

RIA

Registered Investment Advisory firm - (4/5/2022 Approved)

Iowa

Registered Investment Advisory firm - (4/6/2022 Terminated)

Texas

Registered Investment Advisory firm - (5/26/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(2/24/2017)

IAR

Texas
(4/13/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/30/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/1/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/20/1985

General Securities Representative Examination

Current Firm

IOWA WEALTH MANAGEMENT, LLC

CRD#: 286435 / SEC#: 801-123613

RIA

Registered Investment Advisory firm - (4/5/2022 Approved)

Iowa

Registered Investment Advisory firm - (4/6/2022 Terminated)

Texas

Registered Investment Advisory firm - (5/26/2022 Terminated)

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Contact information

Main Address

4601 Westown Parkway Suite 210, West Des Moines, IA 50266

Mailing Address

Phone number

(515) 225-1924

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 AND 2B 091025 (9/10/2025)

Regulatory assets under management

Total Number of Accounts	392
AUM (Assets Under Management)	$ 110,885,859

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jonathan H. Glaser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Henry Glaser's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTMENT CENTERS OF AMERICA, INC.

INVESTMENT CENTERS OF AMERICA, INC.

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

DAIN RAUSCHER INCORPORATED

PIPER SANDLER & CO.

DICKINSON & CO.

SECURITIES CORPORATION OF IOWA

Primary Firm SEC Registration

IOWA WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/30/1985

SIE

Date: 3/1/2017

Series 7

Date: 4/20/1985

Current Firm

IOWA WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IOWA WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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