Charles Dean Johnson, CFP | Financial Professional | Piney Flats, Tennessee

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Contact Information

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Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®

Certified Financial PlannerSince 1990

Years of Experience

41 years registered in the securities industry

Current & Past Employments

Current

GWN SECURITIES INC.Current·CRD# 128929

RIA

BD

5813 Hwy 11e, Piney Flats, TN 37686

July 14, 2010 - Present

GWN SECURITIES INC.Current·CRD# 128929

RIA

BD

5813 Hwy 11e, Piney Flats, TN 37686

July 1, 2010 - Present

Past

INTERACTIVE FINANCIAL ADVISORSPast·CRD# 125117

RIA

Piney Flats, TN

May 25, 2004 - September 29, 2020

MM ASCEND LIFE INVESTOR SERVICES, LLCPast·CRD# 36451

RIA

Piney Flats, TN

April 18, 2005 - July 1, 2010

MM ASCEND LIFE INVESTOR SERVICES, LLCPast·CRD# 36451

BD

Piney Flats, TN

February 15, 2005 - July 1, 2010

PMG ASSET MANAGEMENT INCPast·CRD# 110825

RIA

Piney Flats, TN

January 5, 2005 - March 31, 2005

PMG SECURITIES CORPORATIONPast·CRD# 27107

BD

Elgin, IL

March 2, 2001 - February 15, 2005

PMG SECURITIES CORPORATIONPast·CRD# 27107

RIA

Piney Flats, TN

July 31, 2003 - December 31, 2004

PMG ASSET MANAGEMENT INCPast·CRD# 110825

RIA

Piney Flats, TN

December 17, 2002 - July 31, 2003

DONAHUE SECURITIES, INC.Past·CRD# 24330

BD

Cincinnati, OH

January 2, 2001 - March 1, 2001

VOYA FINANCIAL ADVISORS, INC.Past·CRD# 2882

BD

Windsor, CT

November 20, 1996 - December 31, 2000

ARAGON FINANCIAL SERVICES, INC.Past·CRD# 16023

BD

Irvine, CA

March 9, 1989 - November 22, 1996

SOURCE SECURITIES, INC.Past·CRD# 8026

BD

March 1, 1988 - April 25, 1989

SECURITIES NETWORK, INC.Past·CRD# 8671

BD

May 15, 1987 - March 8, 1988

UAN INVESTMENT CORP.Past·CRD# 16665

BD

March 5, 1986 - May 15, 1987

CETERA WEALTH SERVICES, LLCPast·CRD# 13572

BD

July 23, 1985 - September 25, 1985

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Current Firm

GS

GWN SECURITIES INC.

GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.

CRD#: 128929 / SEC#: 801-62547, 8-66185

RIA

Registered Investment Advisory firm - SEC (1/2/2004 Approved)

Wyoming

Registered Investment Advisory firm - SEC (6/30/2020 Terminated)

BD

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764

Mailing Address

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764

Phone Number

(561) 472-2700

Established

Florida since 05/12/1999

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

# of Employees

707

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

GWN FORM ADV BROCHURE (4/13/2026)

Direct owners and executive officers

Name	Position	CRD#
WORLD INVESTMENT NETWORK	OWNER	—
BORNHEIMER, LAURA JEANETTE	VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP	1769643
CORBIN, BRAD JEFFREY	SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING	1754065
NEITZEL, CARL ALEXANDER	COO	3044454
RITTMAN, BARRY RICHARD	CFO FINOP PFO VP	1997994
WALSH, DENIS STEPHEN	CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT	1124278
WALSH, MARY THERESE	SECRETARY	2829444

Regulatory Assets Under Management

Total Number of Accounts

66,025

AUM (Assets Under Management)

$4,753,625,856

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1 .TAX PREPARATION SERVICES, POSITION: Owner, NATURE: Tax services, INVESTMENT RELATED: No, NUMBER OF HOURS: 5 hours SECURITIES TRADING HOURS: 5 hours, START DATE: 12/10/09 , ADDRESS: 5813 HWY 11E PINEY FLATS, TN 37686, DESCRIPTION: Devotes 5 hours per week during market hours-works with client and prospects who use tax services during tax season. 2. RENTAL PROPERTIES POSITION: owner, NATURE: Rental Real Estate, INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2010 ADDRESS: 101 Johnson Drive, Piney Flats TN 37686, United States DESCRIPTION: Purchasing real estate, rehabbing real estate and renting real estate 3. SMARTVESTORPRO W Dave Ramsey POSITION: A SmartVestor Pro, NATURE: Provided financial information to potential clients so they can make reasonable decisions concerning their finances., INVESTMENT RELATED: Yes, NUMBER OF HOURS: 10, SECURITIES TRADING HOURS: 1, START DATE: 01/01/2017, ADDRESS: 5813 Hwy 11E, PINEY FLATS TN 37686, United States, DESCRIPTION: To help the potential clients achieve their client specific financial goals 4. INTEGRITY FIRST FINANCIAL GROUP INVESTMENT RELATED: Is Investment Related, ADDRESS: "5813 Hwy 11E, Piney Flats, TN 37686, Piney Flats, Piney Flats, TN, 37686, United States", NATURE: Investment and Insurance Sales, POSITION: Owner, START DATE: 1/1/2024,160 hours per month,160 hours per month during trading hours, DESCRIPTION: It's a continuation of my business that we had under the DBA of TrustFirst Financial. I was informed by the State of TN when I applied for a LLC that I was unable to use the word Trust in my name unless I was a bank or Trust Company. I made a name change to accomodate that news. I perform the same duties that I have over the past 30+ years

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GS

GWN SECURITIES INC.

GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.

CRD#: 128929 / SEC#: 801-62547, 8-66185

RIA

Registered Investment Advisory firm - SEC (1/2/2004 Approved)

Wyoming

Registered Investment Advisory firm - SEC (6/30/2020 Terminated)

BD

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(2/23/2018)

RR

Florida
(5/17/2019)

RR

Georgia
(5/14/2012)

RR

Idaho
(1/2/2025)

RR

Illinois
(1/28/2025)

RR

Kentucky
(5/10/2022)

RR

North Carolina
(3/14/2018)

RR

Oklahoma
(5/19/2011)

RR

South Carolina
(1/19/2018)

RR

Tennessee
(7/1/2010)

IAR

Tennessee
(7/14/2010)

RR

Texas
(1/2/2025)

RR

Virginia
(7/1/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.