Arturo Wiener
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arturo Wiener, who also goes by Arthur Wiener, was a registered financial professional .
Arturo is a previously registered financial professional and started their career in finance in 1985. Arturo had worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2015 - November 30, 2022
CRITO CAPITAL LLC
October 15, 2014 - December 31, 2014
WELBORN CAPITAL LLC
December 20, 2007 - December 31, 2008
AVENTURA CAPITAL PARTNERS
May 17, 2006 - December 31, 2006
AVENTURA CAPITAL PARTNERS
April 18, 1985 - June 18, 1985
SMITH DIVERSIFIED FINANCIAL ENTERPRISES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CRITO CAPITAL LLC
CRD#: 161724 / SEC#: , 8-69050
Contact information
FINRA licenses (24 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
