Martha B. Willis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martha Boal Willis, who also goes by Martha Mackay Boal, was a registered financial professional .
Martha is a previously registered financial professional and started their career in finance in 1985. Martha had worked at 7 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2016 - March 7, 2022
NUVEEN SECURITIES, LLC
June 8, 2016 - December 31, 2016
TEACHERS PERSONAL INVESTORS SERVICES, INC.
March 22, 2010 - September 20, 2011
CENTENNIAL ASSET MANAGEMENT CORPORATION
October 13, 2009 - April 19, 2016
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
November 11, 1999 - September 21, 2009
FIDELITY DISTRIBUTORS COMPANY LLC
June 6, 1997 - January 18, 2001
FIDELITY DISTRIBUTORS CORPORATION
January 1, 1997 - August 20, 1999
FIDELITY BROKERAGE SERVICES LLC
May 8, 1992 - December 31, 1996
FIDELITY DISTRIBUTORS COMPANY LLC
May 10, 1990 - October 1, 1990
FIDELITY DISTRIBUTORS CORPORATION
May 15, 1989 - May 9, 1990
FIDELITY DISTRIBUTORS COMPANY LLC
May 13, 1985 - October 1, 1990
FIDELITY DISTRIBUTORS CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NUVEEN SECURITIES, LLC
CRD#: 469 / SEC#: , 8-13464
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Civil Event | 2 |
| Arbitration | 1 |
Red Flags
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