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TP

Terry F. Peschl

TERRY PESCHL & ASSOCIATES
WATERTOWN, SD 57201-0487
Some features on this profile are disabled
CRD#: 1357058
TP

Professional summary


Terry Fredrick Peschl, who also goes by Terrence Peschl, is a registered financial advisor currently at TERRY PESCHL & ASSOCIATES, INC. located in Watertown, South Dakota.

Terry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Terry has worked at 7 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Terrence Peschl

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. TERRY PESCHL & ASSOCIATES, INC. INVESTMENT RELATED 719 WEST KEMP AVE., WATERTOWN, SD 57201 PRESIDENT OF STATE REGISTERED RIA SINCE 1973. APPROXIMATELY 30-40 HOURS PER WEEK PROVIDING FINANCIAL PLANNING ADVICE AND SERVICES. 2. TERRY PESCHL RENTAL NON-INVESTMENT RELATED 719 WEST KEMP AVE., WATERTOWN, SD 57201 RENTAL PROPERTIES, OWNER SINCE 1983, APPROXIMATELY 1 HOUR A WEEK.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Terry Fredrick Peschl's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 25, 1989 - Present

TERRY PESCHL & ASSOCIATES, INC.

Office #1: 719 West Kemp P.o. Box 487, Watertown, SD 57201-0487
RIA
CRD#: 117524
WATERTOWN, SD
Past

January 10, 2013 - July 12, 2013

SPC

RIA
CRD#: 110692
WATERTOWN, SD
Past

October 15, 2002 - December 31, 2009

SPC

RIA
CRD#: 110692
WATERTOWN, SD
Past

February 9, 2002 - July 12, 2013

PARKLAND SECURITIES, LLC

BD
CRD#: 115368
WATERTOWN, SD
Past

June 1, 1996 - February 9, 2002

WALNUT STREET SECURITIES, INC.

BD
CRD#: 15840
EL SEGUNDO, CA
Past

May 18, 1992 - June 1, 1996

NORTH AMERICAN MANAGEMENT, INC.

BD
CRD#: 624
SIOUX FALLS, SD
Past

December 2, 1987 - May 22, 1992

INVESTACORP, INC.

BD
CRD#: 7684
MIAMI, FL
Past

April 7, 1986 - December 14, 1987

NORTH AMERICAN MANAGEMENT, INC.

BD
CRD#: 624
Past

October 25, 1985 - March 19, 1986

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

BD
CRD#: 5774

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
South Dakota
(1/25/1989)
IAR
Texas
(6/7/2011)

Exams


State Security Law Exam
IAR
Series 65
Date: 5/31/1997
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


TP
TERRY PESCHL & ASSOCIATES, INC.
PESCHL & ASSOCIATES, INC. | TERRY PESCHL & ASSOCIATES, INC.

CRD#: 117524 / SEC#:

South Dakota
Registered Investment Advisory firm - (6/2/1987 Approved)
Texas
Registered Investment Advisory firm - (6/7/2011 Approved)
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Contact information


Main Address
719 West Kemp Avenue, Watertown, SD 57201-0487
Mailing Address
Po Box 487, Watertown, SD 57201
Phone number
(605) 886-5130
Established
Firm type
Fiscal year end
# of Employees
3

Documents


Latest Form ADV

Red Flags


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Company Information


TERRY PESCHL & ASSOCIATES, INC.

CRD#: 117524Watertown, SD 57201-0487

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Contact information


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