Jonathan S. Kruger

ROTHSCHILD WEALTH LLC

Oakbrook, IL 60523

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CRD#: 1356947

Professional summary

Jonathan Samuel Kruger, who also goes by Jonathan Samuel Kruger, Jonathan Sameul Kruger, is a registered financial advisor currently at ROTHSCHILD WEALTH LLC located in Oakbrook, Illinois and ROTHSCHILD INVESTMENT LLC located in Chicago, Illinois.

Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Jonathan has worked at 17 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jonathan Samuel Kruger | Jonathan Sameul Kruger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Rothschild Wealth, LLC (fka Sentinus, LLC) - affiliated RIA, advisor, 35hrs/week. Start date 5/13/2019. Investment-Related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Samuel Kruger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 3, 2019 - Present

ROTHSCHILD WEALTH LLC

Office #1: 700 Commerce Drive Suite 170, Oakbrook, IL 60523

RIA

CRD#: 162442

Oakbrook, IL

Current

June 24, 2024 - Present

ROTHSCHILD INVESTMENT LLC

Office #1: 311 S. Wacker Drive Suite 5900, Chicago, IL 60606-6618Office #2: 700 Commerce Drive Suite 170, Oakbrook, IL 60523

RIA

CRD#: 728

Chicago, IL

Past

May 20, 2019 - August 1, 2023

HALO SECURITIES, LLC

CRD#: 279029

CHICAGO, IL

Past

December 26, 2017 - March 13, 2019

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

VILLA PARK, IL

Past

December 17, 2010 - January 27, 2017

PACIFIC SELECT DISTRIBUTORS, LLC

CRD#: 4452

ALISO VIEJO, CA

Past

May 10, 2010 - December 13, 2010

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

Past

March 30, 2005 - June 4, 2009

EQUITABLE DISTRIBUTORS, LLC

CRD#: 25900

CHARLOTTE, NC

Past

May 1, 2002 - April 8, 2005

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

January 7, 2002 - March 5, 2002

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

October 24, 2000 - January 1, 2002

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

CRD#: 28262

BOSTON, MA

Past

February 17, 1998 - March 17, 2000

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

July 3, 1991 - January 23, 1998

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

April 9, 1990 - June 20, 1991

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

February 26, 1990 - February 27, 1990

SHEEN FINANCIAL RESOURCES, INC.

CRD#: 22498

Past

March 31, 1989 - February 27, 1990

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

May 13, 1988 - March 31, 1989

LOWRY FINANCIAL SERVICES CORPORATION

CRD#: 7291

NORTH PALM BEACH, FL

Past

February 5, 1988 - May 24, 1988

KORN, WOMACK, STERN AND ASSOCIATES, INC.

CRD#: 16933

Past

October 25, 1985 - February 18, 1988

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROTHSCHILD WEALTH LLC

REYNOLDS WEALTH, LLC | SENTINUS, LLC | ROTHSCHILD WEALTH LLC

CRD#: 162442 / SEC#: 801-74818

RIA

Registered Investment Advisory firm - (4/16/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Illinois
(6/3/2019)

Illinois
(7/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/24/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/5/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/19/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/1/2002

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

ROTHSCHILD WEALTH LLC

REYNOLDS WEALTH, LLC | SENTINUS, LLC | ROTHSCHILD WEALTH LLC

CRD#: 162442 / SEC#: 801-74818

RIA

Registered Investment Advisory firm - (4/16/2012 Approved)

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Contact information

Main Address

700 Commerce Drive Suite 170, Oakbrook, IL 60523

Mailing Address

Phone number

(630) 448-5711

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ROTHSCHILD WEALTH ADV PART 2A (4/29/2025)

Regulatory assets under management

Total Number of Accounts	2,878
AUM (Assets Under Management)	$ 751,143,585

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jonathan S. Kruger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Samuel Kruger's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROTHSCHILD INVESTMENT LLC

HALO SECURITIES, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

PACIFIC SELECT DISTRIBUTORS, LLC

HIMCO DISTRIBUTION SERVICES COMPANY

EQUITABLE DISTRIBUTORS, LLC

MONY SECURITIES CORPORATION

SIGNATOR INVESTORS, INC.

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

JOHN HANCOCK DISTRIBUTORS LLC

NYLIFE SECURITIES LLC

GUARDIAN INVESTOR SERVICES LLC

SHEEN FINANCIAL RESOURCES, INC.

MUTUAL SERVICE CORPORATION

LOWRY FINANCIAL SERVICES CORPORATION

KORN, WOMACK, STERN AND ASSOCIATES, INC.

GUARDIAN INVESTOR SERVICES LLC

Primary Firm SEC Registration

ROTHSCHILD WEALTH LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/24/2001

Series 63

Date: 1/5/1989

SIE

Date: 10/1/2018

Series 7

Date: 10/19/1985

Series 24

Date: 8/1/2002

FINRA

Nasdaq Stock Market

Current Firm

ROTHSCHILD WEALTH LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROTHSCHILD WEALTH LLC

TRUST BUT VERIFY

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