AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
KL

Kenneth Lepore

INTEGRITY CAPITAL
SCOTTSDALE, AZ 85260
Some features on this profile are disabled
CRD#: 1356913
KL

Professional summary


Kenneth Lepore, who also goes by Ken Lepore, Kenneth Lepore, is a registered financial professional currently at INTEGRITY CAPITAL, LLC located in Scottsdale, Arizona.

Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1985. Kenneth has worked at 18 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 7, Series 14, Series 53, Series 27 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ken Lepore | Kenneth Lepore

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ANNEXUS HOLDINGS, LLC; NOT INVESTMENT RELATED; 16767 N PERIMETER DRIVE SUITE 320, SCOTTSDALE, AZ 85260; FIXED INSURANCE AND WEALTH MANAGEMENT SERVICES; CCO; 8/01/2018, 40 HOURS PER MONTH; 0 HOURING PER MONTH DURING SECURITY HOURS; COMPLIANCE AND ADMIN DUTIES.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Kenneth Lepore's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 26, 2017 - Present

INTEGRITY CAPITAL, LLC

Office #1: 16767 N. Perimeter Drive Suite 320, Scottsdale, AZ 85260
BD
CRD#: 285198
SCOTTSDALE, AZ
Past

May 14, 2024 - January 22, 2025

INTEGRITY ADVISORY SOLUTIONS

RIA
CRD#: 288817
Paso Robles, CA
Past

August 8, 2018 - April 30, 2024

SCOTTSDALE WEALTH ADVISORY LLC

RIA
CRD#: 285907
PARADISE VALLEY, AZ
Past

May 15, 2015 - August 3, 2016

G.F. INVESTMENT SERVICES, LLC

BD
CRD#: 132939
Tucson, AZ
Past

December 24, 2014 - August 11, 2016

SECURE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 141195
TUCSON, AZ
Past

July 12, 2013 - December 31, 2013

CORECAP INVESTMENTS, LLC

BD
CRD#: 37068
SCOTTSDALE, AZ
Past

June 13, 2013 - December 31, 2013

PROTECTIVE WEALTH MANAGEMENT, LLC

RIA
CRD#: 165387
SCOTTSDALE, AZ
Past

October 8, 2010 - June 3, 2011

SCOTTSDALE CAPITAL ADVISORS CORP

BD
CRD#: 118786
SCOTTSDALE, AZ
Past

August 3, 2006 - October 26, 2009

FIRST HORIZON ADVISORS, INC.

BD
CRD#: 17117
MEMPHIS, TN
Past

July 25, 2003 - March 6, 2006

U.S. BANCORP ADVISORS, LLC

RIA
CRD#: 14455
LOS ANGELES, CA
Past

December 14, 1999 - March 6, 2006

U.S. BANCORP ADVISORS, LLC

BD
CRD#: 14455
LOS ANGELES, CA
Past

February 10, 1998 - December 10, 1999

WAMU INVESTMENTS, INC.

BD
CRD#: 599
IRVINE, CA
Past

December 11, 1996 - January 9, 1998

PNC BROKERAGE CORP

BD
CRD#: 34671
PITTSBURGH, PA
Past

March 15, 1995 - November 25, 1996

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
CHICAGO, IL
Past

June 12, 1989 - November 28, 1994

ASB FINANCIAL SERVICES

BD
CRD#: 24280
IRVINE, CA
Past

November 18, 1987 - May 4, 1989

TRANSAMERICA FINANCIAL ADVISORS, INC.

BD
CRD#: 3600
LOS ANGELES, CA
Past

January 1, 1986 - November 25, 1987

TITAN/VALUE EQUITIES GROUP, INC.

BD
CRD#: 6359
Past

August 3, 1985 - December 17, 1985

BRISTOL AMERICAN SECURITIES CORPORATION

BD
CRD#: 14907
Past

April 23, 1985 - December 16, 1985

AMERICAN DIVERSIFIED EQUITY CORPORATION

BD
CRD#: 13454

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/30/2019)
RR
Arizona
(5/26/2017)
RR
Arkansas
(2/28/2024)
RR
California
(1/28/2019)
RR
Illinois
(5/26/2017)
RR
New Mexico
(4/14/2020)
RR
New York
(5/31/2017)
RR
Ohio
(5/30/2017)
RR
Texas
(5/31/2017)
RR
Utah
(1/13/2020)
RR
Virginia
(1/22/2019)
RR
Washington
(1/31/2019)

Exams


State Security Law Exam
RR
Series 63
Date: 7/23/2013
Uniform Securities Agent State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


IC
INTEGRITY CAPITAL, LLC
ANNEXUS SECURITIES, LLC | INTEGRITY CAPITAL, LLC

CRD#: 285198 / SEC#: , 8-69829

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
16767 N. Perimeter Drive Suite 320, Scottsdale, AZ 85260
Mailing Address
16767 N. Perimeter Drive Suite 320, Scottsdale, AZ 85260
Phone number
(480) 321-8992
Established
Delaware since 08/05/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
INTEGRITY WEALTH, LLCMEMBER
DENHAM, ERIC TODDPRESIDENT1812039
GILBREATH, WESLEY BLAKECHIEF FINANCIAL OFFICER7294886
GILBREATH, WESLEY BLAKEFINOP7294886
GILBREATH, WESLEY BLAKEPRINCIPAL FINANCIAL OFFICER7294886
LEPORE, KENNETHPRINCIPAL OPERATIONS OFFICER1356913
LEPORE, KENNETHCCO1356913

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


INTEGRITY CAPITAL, LLC

CRD#: 285198Scottsdale, AZ 85260

TRUST BUT VERIFY

Monitor Kenneth Lepore

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Joseph A Di Vito JR
Joseph Di VitoAdvisorCheck Check Mark
RBC CAPITAL MARKETS, LLC
IAR
RR
Scottsdale, AZ
Luke Kacer
Luke KacerAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Tucson, AZ
Timothy Christopher Hughes
Timothy HughesAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Scottsdale, AZ
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics