Jerry W. Alford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry Wayne Alford was a registered financial professional .
Jerry is a previously registered financial professional and started their career in finance in 1996. Jerry had worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2014 - December 31, 2019
ALFORD RETIREMENT SOLUTIONS LLC
February 18, 2014 - September 22, 2014
VERITY ASSET MANAGEMENT
January 3, 2011 - November 6, 2013
VOYA FINANCIAL ADVISORS, INC.
January 3, 2011 - November 6, 2013
VOYA FINANCIAL ADVISORS, INC.
June 25, 2007 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
June 25, 2007 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
July 21, 2004 - May 30, 2007
LEGEND ADVISORY, LLC
July 20, 2004 - May 30, 2007
LEGEND EQUITIES CORPORATION
December 31, 2001 - June 30, 2004
VOYA FINANCIAL ADVISORS, INC.
January 11, 1996 - June 30, 2004
VOYA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ALFORD RETIREMENT SOLUTIONS LLC
CRD#: 173569 / SEC#:
Contact information
Red Flags
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