Robert J. Riccardi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert John Riccardi, who also goes by Bob Riccardi, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1985. Robert had worked at 6 firms and has passed the Series 63, Series 7, Series 6 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 2015 - December 31, 2018
FAIRHOPE ADVISORS
January 13, 2009 - March 26, 2012
RITTER DANIHER FINANCIAL ADVISORY LLC
April 2, 2008 - December 31, 2008
RITTER DANIHER FINANCIAL ADVISORY LLC
January 20, 1994 - February 20, 2008
FIDELITY BROKERAGE SERVICES LLC
September 10, 1986 - March 10, 1989
HARRIS INVESTORLINE
April 14, 1986 - September 23, 1986
JOHN HANCOCK DISTRIBUTORS LLC
April 4, 1985 - March 21, 1986
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 4/20/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FAIRHOPE ADVISORS
CRD#: 281085 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
