Robert Wesley Stout
Professional Summary
Robert Wesley Stout, who also goes by Robert W Stout, Rw Stout, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1985 - 2008. Robert had worked at 30 firms and has passed the Series 65, Series 63, Series 55, Series 5, Series 15, Series 22, Series 7, Series 6, Series 53, Series 4, Series 27, Series 39, Series 26 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Robert W Stout, Rw Stout
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
41 years in the financial services industry
Current & Past Employments
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Current Firm
INVERSIONISTA ONLINE, INC. | UNION CAPITAL COMPANY | INVERSIONISTA ONLINE.COM, INC.
Contact Information
Main Address
6083 E. Grant Road, Tucson, AZ 85712Mailing Address
6083 E. Grant Road, Tucson, AZ 85712Phone Number
(520) 664-2001Established
Arizona since 12/30/1999Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
13SEC notice filing (16 States and Territories)
Registered to provide investment advisory services in 16 US states and territories.
FINRA licenses (43 States and Territories)
Registered to provide investment advisory services in 16 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
414AUM (Assets Under Management)
$150,000,000Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
INVERSIONISTA ONLINE, INC. | UNION CAPITAL COMPANY | INVERSIONISTA ONLINE.COM, INC.
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Nov 1998Series 5 — Interest Rate Options Examination
Passed Jun 1990Series 15 — Foreign Currency Options Examination
Passed Jun 1990Series 22 — Direct Participation Programs Representative Examination
Passed Oct 1985About the Series 22 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Apr 1985About the Series 6 examSeries 39 — Direct Participation Programs Principal Examination
Passed Oct 1985About the Series 39 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Oct 1985About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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