James C. Perry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Carl Perry was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1985. James had worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 52, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2016 - September 25, 2017
GOVERNMENT PERSPECTIVES, LLC
June 25, 1999 - February 22, 2002
D.A. DAVIDSON & CO.
May 14, 1999 - June 29, 1999
KEYBANC CAPITAL MARKETS INC.
May 25, 1995 - May 14, 1999
KEY INVESTMENTS INC.
April 26, 1995 - May 24, 1995
SEAFIRST INVESTMENT SERVICES, INC.
May 5, 1992 - September 14, 1992
INVEST FINANCIAL CORPORATION
August 11, 1989 - April 30, 1992
SEAFIRST INVESTMENT SERVICES, INC.
December 7, 1987 - July 25, 1989
PUGET SOUND SECURITIES, INC.
July 8, 1987 - December 23, 1987
U.S. FINANCIAL SECURITIES, INC.
September 9, 1986 - June 24, 1987
WELLS FARGO INVESTMENTS, LLC
July 19, 1985 - June 10, 1986
PUGET SOUND SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GOVERNMENT PERSPECTIVES, LLC
CRD#: 39276 / SEC#: , 8-48609
Contact information
Documents
Red Flags
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