Kelley R. Wright

IQ TRENDS PRIVATE CLIENT ASSET MANAGEMENT

SAN JUAN CAPISTRANO, CA 92675

Some features on this profile are disabled

CRD#: 1356322

Professional summary

Kelley Ray Wright is a registered financial advisor currently at IQ TRENDS PRIVATE CLIENT ASSET MANAGEMENT located in San Juan Capistrano, California.

Kelley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Kelley has worked at 8 firms and has passed the Series 63, Series 7, Series 22 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INVESTMENT QUALITY TRENDS, AN INVESTMENT NEWSLETTER. 27132 PASEO ESPADA, SUITE B1222, SAN JUAN CAPISTRANO, CA 92675. INVESTMENT QUALITY TRENDS PROVIDES RESEARCH AND ANALYSIS ON HIGH-QUALITY, DIVIDEND PAYING STOCKS AND MAKES BUY, SELL AND HOLD RECOMMENDATIONS ACCORDING TO AN ESTABLISHED CRITERIA OF VALUE AND A PROFILE OF THE DIVIDEND YIELD HISTORY. I BECAME THE MANAGING EDITOR ON DECEMBER 16, 2002. THE RESEARCH AND ANALYSIS CONDUCTED FOR THE NEWSLETTER IS THE UNDERLYING BASIS FOR THE INVESTMENT ADVICE GIVEN TO OUR INVESTMENT ADVISORY CLIENTS. MY FUNCTION AT THE NEWSLETTER IS MATERIAL TO THE ADVICE AND SUPERVISION AT THE INVESTMENT ADVISOR AND ASIDE FROM THE TRADING AND COMMUNICATIONS FUNCTIONS FOR THE INVESTMENT ADVISORY CLIENTS THE TWO FUNCTIONS ARE PERFORMED SIMULTANEOUSLY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelley Ray Wright's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 11, 1998 - Present

IQ TRENDS PRIVATE CLIENT ASSET MANAGEMENT

Office #1: 27132 Paseo Espada Suite B1222, San Juan Capistrano, CA 92675

RIA

CRD#: 118358

SAN JUAN CAPISTRANO, CA

Past

June 5, 1996 - June 11, 1998

CHRISTOPHER WEIL & COMPANY, INC.

CRD#: 22090

SAN DIEGO, CA

Past

March 15, 1991 - May 14, 1996

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

May 7, 1990 - January 8, 1991

FIRST AFFILIATED SECURITIES

CRD#: 23737

LA JOLLA, CA

Past

December 18, 1989 - May 1, 1990

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

September 16, 1987 - November 3, 1988

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

February 26, 1987 - June 24, 1987

FIRST WALL STREET CORP.

CRD#: 13024

Past

August 12, 1985 - April 14, 1986

BOTTOM LINE BROKERS, INC.

CRD#: 15750

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/11/1998)

IAR

Florida
(7/26/2019)

IAR

Texas
(5/28/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/2/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/21/1987

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 6/1/1985

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/8/1991

General Securities Principal Examination

Current Firm

IQ TRENDS PRIVATE CLIENT ASSET MANAGEMENT

IQ TRENDS PRIVATE CLIENT ASSET MANAGEMENT | KELLEY WRIGHT & COMPANY, INC.

CRD#: 118358 / SEC#: 801-67945

RIA

Registered Investment Advisory firm - (8/14/2012 Terminated)

California

Registered Investment Advisory firm - (6/26/2012 Approved)

Florida

Registered Investment Advisory firm - (7/26/2019 Approved)

Texas

Registered Investment Advisory firm - (5/28/2019 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

27132 Paseo Espada Suite B1222, San Juan Capistrano, CA 92675

Mailing Address

Phone number

(866) 927-5250

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	89
AUM (Assets Under Management)	$ 58,880,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Barton Pearce

PARK AVENUE SECURITIES LLC

IAR

IRVINE, CA

Ryan Gallo

LPL FINANCIAL LLC

IAR

FULLERTON, CA

Michael Jensen

FALCON WEALTH PLANNING, INC.

IAR

Irvine, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kelley R. Wright

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelley Ray Wright's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHRISTOPHER WEIL & COMPANY, INC.

FSC SECURITIES CORPORATION

FIRST AFFILIATED SECURITIES

CAPITAL BROKERAGE CORPORATION

MORGAN STANLEY DW INC.

FIRST WALL STREET CORP.

BOTTOM LINE BROKERS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/2/1985

Series 7

Date: 2/21/1987

Series 22

Date: 6/1/1985

Series 24

Date: 4/8/1991

Current Firm

IQ TRENDS PRIVATE CLIENT ASSET MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

IQ TRENDS PRIVATE CLIENT ASSET MANAGEMENT

TRUST BUT VERIFY

Similar Advisors