Victor J. Haghani

ELM WEALTH

Wilson, WY

Some features on this profile are disabled

CRD#: 1356309

Professional summary

Victor John Haghani is a registered financial advisor currently at ELM WEALTH located in Wilson, Wyoming.

Victor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Victor has worked at 2 firms and has passed the Series 65, Series 63, Series 3, Series 15, Series 5 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Victor John Haghani's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 3, 2019 - Present

ELM WEALTH

RIA

CRD#: 167225

Wilson, WY

Past

April 23, 1985 - April 21, 1993

SALOMON BROTHERS INC.

CRD#: 740

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ELM WEALTH

ELM PARTNERS MANAGEMENT LLC | ELM WEALTH

CRD#: 167225 / SEC#: 801-78018

RIA

Registered Investment Advisory firm - (5/14/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wyoming
(6/3/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/3/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/19/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 8/2/1985

National Commodity Futures Examination

General Industry/Product Exam

Series 15

Date: 7/29/1985

Foreign Currency Options Examination

General Industry/Product Exam

Series 5

Date: 7/29/1985

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 4/20/1985

General Securities Representative Examination

Current Firm

ELM WEALTH

ELM PARTNERS MANAGEMENT LLC | ELM WEALTH

CRD#: 167225 / SEC#: 801-78018

RIA

Registered Investment Advisory firm - (5/14/2013 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

50 S 16th St. Suite 1700, Philadelphia, PA 19102

Mailing Address

Phone number

(888) 676-3148

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ELM PARTNERS DISCLOSURE BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	712
AUM (Assets Under Management)	$ 2,019,455,442

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Victor J. Haghani

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Victor John Haghani's CRS (Customer Relationship Summary).

Certified licenses

Experience

SALOMON BROTHERS INC.

Primary Firm SEC Registration

ELM WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 6/3/2019

Series 63

Date: 7/19/1985

Series 3

Date: 8/2/1985

Series 15

Date: 7/29/1985

Series 5

Date: 7/29/1985

Series 7

Date: 4/20/1985

Current Firm

ELM WEALTH

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ELM WEALTH

TRUST BUT VERIFY

Similar Advisors