DS
Dennis H. Steinkamp
WULFF, HANSEN & CO.
Lodi, CA 95242
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CRD#: 1356304
DS
Professional summary
Dennis Henry Steinkamp is a registered financial advisor currently at WULFF, HANSEN & CO. located in Lodi, California.
Dennis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Dennis has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SUCCESSOR TRUSTEE; JACK ALQUIST TRUST and holder of General Power of Attorney, including authority over Jack Alquist IRA, other assets, and healthcare matters. ASSUMING THE DUTIES AND POWERS OF THE TRUSTEE AS OF SEPTEMBER 2024. Some of these activities are investment-related. 0 HOURS WILL BE SPENT ON THESE DUTIES DURING BUSINESS HOURS TRUSTEE: WILKERSON FAMILY TRUST FOR THE LAST TEN YEARS, AS TRUSTEE I PAY BILLS AND MANAGE A SINGLE FAMILY HOME UNTIL THE BENEFICIARIES REACH THE AGE OF 35. I DO NOT MANAGE ANY INVESTMENTS. I SPEND LESS THAN 1% OF MY TIME DURING REGULAR BUSINESS HOURS. WULFF HANSEN & CO. 1300 WEST LODI AVENUE SUITE A LODI, CA 95242 INVESTMENT RELATED BUSINESS PROVIDING FEE BASED MONEY MANAGEMENT. VICE PRESIDENT IN CHARGE OF MANAGING CLIENT PORTFOLIOS SINCE MARCH 1985. 50% OF MY WORKING DAY ID DEVOTED TO THIS BUSINESS. Applicant is also registered with McClurg Capital Corporation, a retail broker/dealer who acquired Wulff, Hansen's retail brokerage business in late 2017. The time which was previously spent serving Wulff,Hansen's retail customers is now spent serving the same investors via McClurg Capital and varies significantly from day to day and week to week. 2023: Applicant has begun acting as Successor Trustee of Faulkner Trust. No Wulff, Hansen clients involved; will oversee prompt distribution of all assets to recipients specified in Trusts. Task is expected to take a matter of a few weeks. Specified compensation will be provided upon completion.
CRS (Client Relationship Summary) - RIA
Click below to view Dennis Henry Steinkamp's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Dennis Henry Steinkamp's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 8, 1997 - Present
WULFF, HANSEN & CO.
Office #1: 1300 West Lodi Ave., Lodi, CA 95242RIA
BD
CRD#: 908
Lodi, CA
Current
March 24, 1988 - Present
WULFF, HANSEN & CO.
Office #1: 100 Smith Ranch Road, Suite 330, San Rafael, CA 94903RIA
BD
CRD#: 908
San Rafael, CA
Current
September 26, 2017 - Present
MCCLURG CAPITAL CORPORATION
Office #1: 1300 West Lodi Avenue Suite A, Lodi, CA 95242RIA
BD
CRD#: 16798
Lodi, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WULFF, HANSEN & CO.
WULFF CAPITAL MANAGEMENT | WULFF, HANSEN & CO.
CRD#: 908 / SEC#: 801-126111, 8-292
RIA
Registered Investment Advisory firm - SEC (7/15/2022 Approved)California
Registered Investment Advisory firm - SEC (8/17/2022 Terminated)Texas
Registered Investment Advisory firm - SEC (7/18/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/31/2020)
RR
California(3/24/1988)
IAR
California(7/8/1997)
RR
Maryland(10/9/2017)
RR
Nevada(10/9/2017)
RR
Oregon(9/26/2017)
IAR
Texas(10/3/2019)
RR
Texas(2/14/2023)
RR
Utah(1/13/2025)
RR
Washington(9/26/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WULFF, HANSEN & CO.
WULFF CAPITAL MANAGEMENT | WULFF, HANSEN & CO.
CRD#: 908 / SEC#: 801-126111, 8-292
RIA
Registered Investment Advisory firm - SEC (7/15/2022 Approved)California
Registered Investment Advisory firm - SEC (8/17/2022 Terminated)Texas
Registered Investment Advisory firm - SEC (7/18/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information
Main Address
100 Smith Ranch Road, Suite 330 Suite 330, San Rafael, CA 94903
Mailing Address
100 Smith Ranch Road, Suite 330, San Rafael, CA 94903
Phone number
(415) 421-8900
Established
California since 12/28/1931
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
9
SEC notice filing (2 States and Territories)
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 138 |
| AUM (Assets Under Management) | $ 132,528,477 |
Disclosures
| Regulatory Event | 4 |
| Bond | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WULFF, HANSEN & CO.
CRD#: 908Lodi, CA 95242TRUST BUT VERIFY
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Contact information
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