DR
Doreen S. Roadman
JJSA ADVISORS, LTD.
VIRGINIA BEACH, VA 23462
Some features on this profile are disabled
CRD#: 1356291
DR
Professional summary
Doreen Sue Roadman, CFP®, who also goes by Doren Sue Roadman, is a registered financial advisor currently at JJSA ADVISORS, LTD. located in Virginia Beach, Virginia and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Virginia Beach, Virginia.
Doreen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Doreen has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
What are your service offerings?
Retirement Planning
Investment Planning
Comprehensive Financial Planni...
Are you a "fiduciary"?
Yes
Aliases
Doren Sue Roadman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) JJSA ADVISORS, LTD. - INVESTMENT ADVISOR REPRESENTATIVE - REGISTERED INVESTMENT ADVISOR - VIRGINIA BEACH, VA - SINCE 04/2005 - INVESTMENT RELATED 2.) DOREEN ROADMAN - AGENT - AGENT FOR LIFE INSURANCE AND HEALTH - VIRGINIA BEACH, VA - SINCE 01/1991 - INVESTMENT RELATED 3.) DOREEN ROADMAN - TAX PREPARER - TAX PREPARATION/ACCOUNTING/BOOKKEEPING/CPA - VIRGINIA BEACH, VA - SINCE 01/2010 - NOT INVESTMENT RELATED 4.) DOREEN ROADMAN - NOTARY - NOTARY - VIRGINIA BEACH, VA - SINCE 01/1986 - NOT INVESTMENT RELATED 5.) SANDBRIDGE COMMUNITY CHAPEL - FINANCE CHAIRPERSON - COMMUNITY, CIVIC OR CHARITABLE BOARD MEMBER OR OFFICER - VIRGINIA BEACH, VA - SINCE 01/2010 - INVESTMENT RELATED
CRS (Client Relationship Summary) - RIA
Click below to view Doreen Sue Roadman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
February 27, 1995 - Present
JJSA ADVISORS, LTD.
Office #1: 4456 Corporation Lane Suite 112, Virginia Beach, VA 23462RIA
CRD#: 116460
VIRGINIA BEACH, VA
Current
July 5, 1994 - Present
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
Office #1: 4456 Corporation Lane #112, Virginia Beach, VA 23462RIA
BD
CRD#: 20804
Virginia Beach, VA
Past
August 10, 1990 - July 5, 1994
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Past
June 14, 1985 - August 14, 1990
INVESTORS SECURITY COMPANY, INC.
BD
CRD#: 2331
SUFFOLK, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JA
JJSA ADVISORS, LTD.
JJSA ADVISOR, LTD. | JJSA ADVISORS, LTD.
CRD#: 116460 / SEC#: 801-134015
RIA
Registered Investment Advisory firm - (7/25/2025 Approved)Hawaii
Registered Investment Advisory firm - (12/31/2003 Terminated)North Carolina
Registered Investment Advisory firm - (8/5/2025 Terminated)Virginia
Registered Investment Advisory firm - (7/29/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/28/2003)
RR
Colorado(2/6/2024)
RR
Connecticut(9/16/2024)
RR
Florida(7/27/1994)
RR
Georgia(3/15/2012)
RR
Hawaii(1/3/2006)
RR
Illinois(11/3/2015)
RR
Indiana(3/18/2003)
RR
Maryland(3/5/2007)
RR
Massachusetts(7/7/2016)
RR
Nevada(6/24/2025)
RR
New Jersey(2/28/2003)
RR
New York(3/5/2007)
RR
North Carolina(2/28/2003)
RR
Ohio(3/7/2005)
RR
Oregon(6/10/2025)
RR
Pennsylvania(3/15/2012)
RR
South Carolina(4/25/2005)
RR
Tennessee(1/12/2024)
RR
Texas(1/12/2024)
RR
Virginia(7/5/1994)
IAR
Virginia(2/27/1995)
RR
Washington(1/12/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JA
JJSA ADVISORS, LTD.
JJSA ADVISOR, LTD. | JJSA ADVISORS, LTD.
CRD#: 116460 / SEC#: 801-134015
RIA
Registered Investment Advisory firm - (7/25/2025 Approved)Hawaii
Registered Investment Advisory firm - (12/31/2003 Terminated)North Carolina
Registered Investment Advisory firm - (8/5/2025 Terminated)Virginia
Registered Investment Advisory firm - (7/29/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4456 Corporation Lane Suite 112, Virginia Beach, VA 23462
Mailing Address
Phone number
(757) 473-0004
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 552 |
| AUM (Assets Under Management) | $ 127,893,984 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
