Eric N. Shatsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Nmn Shatsky, who also goes by Eric Shatsky, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1985. Eric had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2011 - October 28, 2011
OCEAN VIEW CAPITAL, LLC
November 2, 1994 - January 7, 1998
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
February 17, 1994 - September 26, 1994
GLEACHER & COMPANY SECURITIES, INC.
May 5, 1986 - January 6, 1994
LEHMAN BROTHERS INC.
May 8, 1985 - May 13, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 23, 1985 - April 10, 1985
BEVILL, BRESLER & SCHULMAN INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
OCEAN VIEW CAPITAL, LLC
CRD#: 148616 / SEC#: , 8-68045
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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