Erich H. Zellmer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Erich Herman Zellmer was a registered financial advisor .
Erich is a previously registered financial advisor and started their career in finance in 1986. Erich had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 1993 - October 7, 2013
JEM FINANCIAL SERVICES, INC
May 10, 1991 - December 11, 2000
VESTAX SECURITIES CORPORATION
November 20, 1990 - January 15, 1991
INNOVATIVE SECURITIES, INC.
June 27, 1987 - September 24, 1990
DECADE SECURITIES CORP.
December 8, 1986 - July 20, 1987
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
December 8, 1986 - July 27, 1987
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JEM FINANCIAL SERVICES, INC
CRD#: 111758 / SEC#:
Contact information
Red Flags
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