Valentino R. Taddei
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Valentino Rudolph Taddei JR, who also goes by Val Taddei, Valentino R Taddei Jr, Valentino Rudolph Taddei, was a registered financial professional .
Valentino is a previously registered financial professional and started their career in finance in 1986. Valentino had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 22, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2018 - July 6, 2021
EDELMAN FINANCIAL ENGINES
April 22, 2016 - October 31, 2018
RETIREONE INVESTMENT SERVICES, LLC
November 10, 2006 - November 1, 2018
EDELMAN FINANCIAL SERVICES, LLC
November 10, 2006 - April 22, 2016
SANDERS MORRIS LLC
February 18, 2003 - October 19, 2006
TRUIST INVESTMENT SERVICES, INC.
January 8, 2003 - October 19, 2006
TRUIST INVESTMENT SERVICES, INC.
September 26, 2002 - November 26, 2002
CHARTER ONE SECURITIES, INC.
March 4, 1989 - September 5, 1990
COLONIAL EQUITIES CORP.
June 15, 1988 - February 9, 1989
XLV SECURITIES, INC.
March 4, 1987 - April 5, 1988
SIGNATOR INVESTORS, INC.
February 25, 1986 - December 19, 1986
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,552,934 |
| AUM (Assets Under Management) | $ 292,902,969,770 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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