John B. Simmons
Professional summary
John Basil Simmons is a registered financial advisor currently at MORRIS GROUP ADVISORY SERVICE, INC located in Indianapolis, Indiana and MORRIS GROUP, INC. located in Indianapolis, Indiana.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. John has worked at 7 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 6, Series 22, Series 26 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Basil Simmons's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 1, 2018 - Present
MORRIS GROUP ADVISORY SERVICE, INC
November 21, 1988 - Present
MORRIS GROUP, INC.
Office #1: 8250 Haverstick Rd #250, Indianapolis, IN 46240Office #2: 8445 Keystone Xing Suite 240, Indianapolis, IN 46240April 13, 2010 - December 7, 2016
PREMIERE MANAGEMENT
February 13, 2002 - December 31, 2017
MORRIS GROUP ADVISORY SERVICE, INC
December 2, 1999 - December 31, 2008
PREMIERE MANAGEMENT
February 17, 1988 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
February 17, 1988 - January 14, 1991
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
February 17, 1988 - January 14, 1991
OSAIC FA, INC.
November 5, 1985 - June 21, 1989
INDIANA MERCHANT BANKING AND BROKERAGE CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/7/2006)
(11/21/1988)
(1/1/2018)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
MORRIS GROUP ADVISORY SERVICE, INC
CRD#: 121706 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 91 |
| AUM (Assets Under Management) | $ 18,000,000 |
Red Flags
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