Michael C. Ellingson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Charles Ellingson was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1985. Michael had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2007 - December 31, 2015
DEVENIR, LLC
August 12, 2006 - March 7, 2007
UBS FINANCIAL SERVICES INC.
January 31, 1995 - August 12, 2006
PIPER SANDLER & CO.
April 24, 1985 - February 6, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DEVENIR, LLC
CRD#: 125968 / SEC#: , 8-65837
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DEVENIR GROUP, LLC | OWNER | |
| REMJESKE, ERIC JOHN | CEO, CCO, CFO, FINOP & MANAGER/MEMBER. | 2414214 |
Red Flags
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