Gregory M. Georges

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CRD#: 1355438

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gregory Mark Georges was a registered financial professional .

Gregory is a previously registered financial professional and started their career in finance in 1985. Gregory had worked at 15 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 8, 2018 - January 6, 2021

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

RIA

CRD#: 105790

CHARLOTTE, NC

Past

August 8, 2012 - December 31, 2014

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

BOSTON, MA

Past

December 15, 2011 - December 31, 2012

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

May 3, 2007 - November 8, 2018

MANULIFE INVESTMENT MANAGEMENT (US) LLC

RIA

CRD#: 106435

Charlotte, NC

Past

April 26, 2007 - December 31, 2010

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

RIA

CRD#: 105790

BOSTON, MA

Past

April 23, 2007 - January 6, 2021

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

CRD#: 28262

BOSTON, MA

Past

January 6, 2006 - April 24, 2007

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

FRANKLIN, TN

Past

January 15, 2003 - April 24, 2007

CURIAN CAPITAL, LLC

RIA

CRD#: 120270

DENVER, CO

Past

January 15, 2003 - December 31, 2005

INVESTMENT CENTERS OF AMERICA, INC.

CRD#: 16443

APPLETON, WI

Past

September 17, 2002 - January 10, 2003

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

July 6, 1998 - June 14, 2002

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

NEW YORK, NY

Past

December 19, 1995 - February 12, 1998

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

JERSEY CITY, NJ

Past

July 29, 1993 - October 12, 1995

MFS FUND DISTRIBUTORS, INC.

CRD#: 31052

BOSTON, MA

Past

December 24, 1986 - December 31, 1994

MFS FINANCIAL SERVICES, INC.

CRD#: 18309

BOSTON, MA

Past

July 14, 1986 - January 9, 1987

MASSACHUSETTS FINANCIAL SERVICES COMPANY

CRD#: 7383

Past

April 30, 1985 - October 2, 1985

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

JOHN HANCOCK ADVISERS, INC | JOHN HANCOCK INVESTMENT MANAGEMENT, LLC | JOHN HANCOCK INVESTMENT MANAGEMENT LLC | JOHN HANCOCK ADVISERS, LLC

CRD#: 105790 / SEC#: 801-8124

RIA

Registered Investment Advisory firm - (12/12/1971 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/23/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/6/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/17/2024

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 2/17/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/2/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/26/1985

Investment Company Products/Variable Contracts Representative Examination

Current Firm

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

JOHN HANCOCK ADVISERS, INC | JOHN HANCOCK INVESTMENT MANAGEMENT, LLC | JOHN HANCOCK INVESTMENT MANAGEMENT LLC | JOHN HANCOCK ADVISERS, LLC

CRD#: 105790 / SEC#: 801-8124

RIA

Registered Investment Advisory firm - (12/12/1971 Approved)

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Contact information

Main Address

200 Berkeley St., Boston, MA 02116-5022

Mailing Address

Phone number

(617) 663-3000

Established

Firm type

Fiscal year end

# of Employees

363

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MODEL PORTFOLIOS SERVICES (3/21/2025)

JOHN HANCOCK INVESTMENT MANAGEMENT LLC (3/21/2025)

Regulatory assets under management

Total Number of Accounts	35,239
AUM (Assets Under Management)	$ 202,193,176,436

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregory M. Georges

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SIGNATOR INVESTORS, INC.

JOHN HANCOCK DISTRIBUTORS LLC

MANULIFE INVESTMENT MANAGEMENT (US) LLC

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CURIAN CAPITAL, LLC

INVESTMENT CENTERS OF AMERICA, INC.

MORGAN STANLEY DW INC.

BLACKROCK INVESTMENTS, LLC

NYLIFE DISTRIBUTORS LLC

MFS FUND DISTRIBUTORS, INC.

MFS FINANCIAL SERVICES, INC.

MASSACHUSETTS FINANCIAL SERVICES COMPANY

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/23/2002

Series 63

Date: 5/6/1985

Series 7TO

Date: 2/17/2024

Series 6TO

Date: 2/17/2024

SIE

Date: 10/1/2018

Series 7

Date: 12/2/2002

Series 6

Date: 4/26/1985

Current Firm

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

TRUST BUT VERIFY

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