Steven H. Sprague
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Holden Sprague, who also goes by Steven H Sprague, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1985. Steven had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2011 - February 5, 2018
ENDURANCE FINANCIAL SERVICES, LLC
January 27, 2004 - December 31, 2010
WELLINGTON CONSULTING SERVICES INC
June 24, 1996 - December 18, 2003
LPL FINANCIAL LLC
June 24, 1996 - December 18, 2003
LPL FINANCIAL LLC
March 29, 1996 - July 8, 1996
FIRST PROVIDENCE FINANCIAL GROUP, LLC
June 5, 1995 - April 5, 1996
LPL FINANCIAL LLC
April 19, 1985 - June 12, 1995
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ENDURANCE FINANCIAL SERVICES, LLC
CRD#: 157787 / SEC#:
Contact information
Red Flags
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