John C. Laborne

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CRD#: 1355351

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Charles Laborne was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1987. John had worked at 9 firms and has passed the Series 63, SIE, Series 55, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 28, 2012 - May 2, 2019

FBN SECURITIES, INC.

CRD#: 18315

NY, NY

Past

November 16, 2010 - August 22, 2012

TP ICAP GLOBAL MARKETS AMERICAS LLC

CRD#: 2762

JERSEY CITY, NJ

Past

October 21, 2008 - June 25, 2009

TAFFERER TRADING, LLC

CRD#: 36816

JERSEY CITY, NJ

Past

July 21, 2008 - October 31, 2008

G-2 TRADING,LLC

CRD#: 44018

NEW YORK, NY

Past

May 20, 2008 - June 20, 2008

FIRST NEW YORK SECURITIES L.L.C.

CRD#: 16362

NEW YORK, NY

Past

March 24, 2008 - April 21, 2008

CANACCORD GENUITY SECURITIES LLC

CRD#: 24790

NEW YORK, NY

Past

March 7, 2006 - March 20, 2008

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

May 13, 2005 - February 17, 2006

COLLINS STEWART INC.

CRD#: 47414

NEW YORK, NY

Past

December 2, 2004 - May 13, 2005

DOMINARI SECURITIES LLC

CRD#: 18975

NEW YORK, NY

Past

September 22, 1987 - December 20, 2002

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 6/14/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 3/29/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 3

Date: 4/21/1988

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/19/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/18/1997

General Securities Principal Examination

Current Firm

FBN SECURITIES, INC.

FBN SECURITIES, INC. | FLOOR BROKER NETWORK, INC.

CRD#: 18315 / SEC#: , 8-30461

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

112 West 34th Street 17th Floor, New York, NY 10120

Mailing Address

112 West 34th Street 18th Floor, New York, NY 10120

Phone number

(212) 571-2722

Established

New York since 03/23/1983

Firm type

Corporation

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (36 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
NASO, GREGORY VINCENT	MANAGING DIRECTOR, FINOP	4399720
NASO, MICHAEL ANTHONY	GENERAL SECURITIES PRINCIPAL HEAD OF TRADING & SALES, SECRETARY	4412307
NASO, ANTHONY JOHN	MANAGING DIRECTOR	6131968
NASO, DENNIS MICHAEL	SHAREHOLDER	1547034
FAGLIO, THOMAS VINCENT	CHIEF COMPLIANCE OFFICER	1106139

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John C. Laborne

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TP ICAP GLOBAL MARKETS AMERICAS LLC

TAFFERER TRADING, LLC

G-2 TRADING,LLC

FIRST NEW YORK SECURITIES L.L.C.

CANACCORD GENUITY SECURITIES LLC

CREDIT SUISSE SECURITIES (USA) LLC

COLLINS STEWART INC.

DOMINARI SECURITIES LLC

CREDIT SUISSE SECURITIES (USA) LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/14/2006

SIE

Date: 10/1/2018

Series 55

Date: 3/29/2000

Series 3

Date: 4/21/1988

Series 7

Date: 9/19/1987

Series 24

Date: 6/18/1997

Current Firm

FBN SECURITIES, INC.

Contact information

FINRA licenses (36 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FBN SECURITIES, INC.

TRUST BUT VERIFY

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