Cindy M. Goldberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cindy Michele Goldberg was a registered financial professional .
Cindy is a previously registered financial professional and started their career in finance in 1985. Cindy had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 1994 - November 11, 1994
PARAMOUNT INVESTMENTS INTERNATIONAL, INC.
November 15, 1993 - January 11, 1994
SMITH, BENTON & HUGHES, INC.
April 30, 1993 - December 2, 1993
R.B. WEBSTER INVESTMENTS, INC.
March 23, 1992 - October 5, 1992
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
February 1, 1991 - March 25, 1992
CHATFIELD DEAN & CO., INC.
December 11, 1990 - January 28, 1991
PAULSON INVESTMENT COMPANY LLC
April 11, 1989 - February 26, 1990
G. K. SCOTT & CO., INC.
February 28, 1989 - April 17, 1989
LEHMAN BROTHERS INC.
October 23, 1985 - February 25, 1989
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PARAMOUNT INVESTMENTS INTERNATIONAL, INC.
CRD#: 30898 / SEC#: , 8-41910
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
